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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
FARMINGTON, UT | PLYMOUTH, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Jul 1, 2024 | n/a | yes | FARMINGTON, UT|PLYMOUTH, MN | Current employment |
| ROCK HOUSE FINANCIAL | Former SEC adviser | Sep 4, 2018 | Jul 3, 2024 | no | FARMINGTON, UT | Previous registration |
| UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | Independent wealth | Apr 14, 2015 | May 29, 2019 | no | SCOTTSDALE, AZ|FARMINGTON, UT|COTTONWOOD HEIGHTS, UT | Previous registration |
| KNOX CAPITAL ADVISORS, LLC | Former SEC adviser | Jan 18, 2011 | Apr 10, 2015 | no | FARMINGTON, UT | Previous registration |
| UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | Independent wealth | Mar 4, 2005 | Dec 31, 2010 | no | FARMINGTON, UT | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Apr 29, 1998 | Mar 2, 2005 | no | KAYSVILLE, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ROCK HOUSE FINANCIAL | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Jul 3, 2024 | Jul 1, 2024 | -2 | Firm change | RIA to RIA |
| UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | ROCK HOUSE FINANCIAL | May 29, 2019 | Sep 4, 2018 | -267 | Firm change after gap | RIA to new firm |
| KNOX CAPITAL ADVISORS, LLC | UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | Apr 10, 2015 | Apr 14, 2015 | 4 | Firm change | Other |
| UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | KNOX CAPITAL ADVISORS, LLC | Dec 31, 2010 | Jan 18, 2011 | 18 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | Mar 2, 2005 | Mar 4, 2005 | 2 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 293909:116407:UT:2024-07-03 | Jul 3, 2024 | Jul 1, 2024 | FARMINGTON, UT | Firm change |
| 20804:293909:UT:2019-05-29 | May 29, 2019 | Sep 4, 2018 | COTTONWOOD HEIGHTS, UT | Firm change after gap |
| 131000:20804:UT:2015-04-10 | Apr 10, 2015 | Apr 14, 2015 | FARMINGTON, UT | Firm change |