DFX Intelligence

A••• M••••••• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner25 years in industry

A••• M••••••• W•••

Advisor at W••••• W••••• M•••••••••

BLOOMINGTON, MN

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Search this name across graphsid dfx:ria:5790e11e-8247-a52f-7043-65fcc2949649

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: May 14, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• W••••• M•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 10, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• W••••• M•••••••••	State registered	Dec 6, 2024	n/a	yes	BLOOMINGTON, MN	Current employment
D••••••	Independent wealth	Apr 3, 2023	Jan 17, 2025	no	Bloomington, MN\|PHOENIX, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••••	W••••• W••••• M•••••••••	Jan 17, 2025	Dec 6, 2024	-42	Firm change after gap	RIA to state RIA
L••••• W••••• P•••••••	D••••••	Mar 29, 2023	Apr 3, 2023

Relationships

Registered with (6)

→ W••••• W••••• M•••••••••Registered adviserregistration: current employment
Dec 6, 2024 to presentfactForm ADV
→ D••••••Registered adviserregistration: previous registration
Apr 3, 2023 to Jan 17, 2025factForm ADV
→ L••••• W••••• P•••••••Registered adviserregistration: previous registration
Apr 21, 2020 to Mar 29, 2023factForm ADV
→ A••••••• I••••••••• C••••••••• L••

Dated events

Occurred
Jan 17, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 29, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5790e11e-8247-a52f-7043-65fcc2949649
First observed: May 14, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.