DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Anne Michelle Ward
Certified Financial Planner
Feed of 09/14/2026
Also filed as Anne Michelle Nicholson
At current firm
1 y
since Dec 6, 2024
In the industry
25 y
since May 10, 2001 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Wisdom Wealth Management state registered currentsince Dec 6, 2024 · Bloomington, Mn
- Dynamic independent RIAApr 3, 2023 to Jan 17, 2025 · Bloomington, Mn
- Laurel Wealth Planning independent RIAApr 21, 2020 to Mar 29, 2023 · Edina, Mn
- Allodium Investment Consultants, LLC independent RIAJan 13, 2014 to Apr 13, 2020 · Minneapolis, Mn
- Focus Financial independent RIADec 7, 2005 to Sep 21, 2007 · Eau Claire, Wi
- Ameriprise Financial Services, LLC national BDMay 14, 2001 to Oct 31, 2003 · Wichita, Ks
Moves
a registration end followed by a registration begin elsewhere
- Dynamic to Wisdom Wealth Managementleft Jan 17, 2025, registered Dec 6, 2024 (-42 days) · RIA to a state-registered adviser
- Laurel Wealth Planning to Dynamicleft Mar 29, 2023, registered Apr 3, 2023 (5 days) · RIA to RIA
- Allodium Investment Consultants, LLC to Laurel Wealth Planningleft Apr 13, 2020, registered Apr 21, 2020 (8 days) · RIA to RIA
- Focus Financial to Allodium Investment Consultants, LLCleft Sep 21, 2007, registered Jan 13, 2014 (2306 days) · Other
- Ameriprise Financial Services, LLC to Focus Financialleft Oct 31, 2003, registered Dec 7, 2005 (768 days) · Other
Signals
- Anne Michelle Ward left Dynamic for Wisdom Wealth Management (registered 2024-12-06)Jan 17, 2025 · Advisor changed firm · fact
- Anne Michelle Ward left Laurel Wealth Planning for Dynamic (registered 2023-04-03)Mar 29, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address