DFX Intelligence

T••• W•••••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

T••• W•••••• G•••••

Advisor at G••••• A•••• M•••••••••

Northbrook, IL

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Search this name across graphsid dfx:ria:57e499c8-7a2c-cbac-6744-c4511efebcd5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 14, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• A•••• M•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 5, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• A•••• M•••••••••	State registered	Sep 15, 2021	n/a	yes	Northbrook, IL	Current employment
Q•••••• P•••••• W•••••• L••	Independent wealth	Mar 9, 2020	Oct 25, 2021	no	TAMPA, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
Q•••••• P•••••• W•••••• L••	G••••• A•••• M•••••••••	Oct 25, 2021	Sep 15, 2021	-40	Firm change after gap	RIA to state RIA
G••••• A•••• M•••••••••	Q•••••• P•••••• W•••••• L••	Apr 1, 2020	Mar 9, 2020

Relationships

Registered with (4)

→ G••••• A•••• M•••••••••Registered adviserregistration: current employment
Sep 15, 2021 to presentfactForm ADV
→ Q•••••• P•••••• W•••••• L••Registered adviserregistration: previous registration
Mar 9, 2020 to Oct 25, 2021factForm ADV
→ G••••• A•••• M•••••••••Registered adviserregistration: previous registration
Jan 2, 2019 to Apr 1, 2020factForm ADV
→ C•••••• P••••••• I••••••••• G•••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:57e499c8-7a2c-cbac-6744-c4511efebcd5
First observed: Jan 14, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.