RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••• W•••••• G•••••
- G••••• A•••• M••••••••• state registered currentsince Sep 15, 2021 · Northbrook, Il
- Q•••••• P•••••• W•••••• L•• independent RIAMar 9, 2020 to Oct 25, 2021 · Tampa, Fl
- G••••• A•••• M••••••••• unclassifiedJan 2, 2019 to Apr 1, 2020 · Lake Forest, Il
- C•••••• P••••••• I••••••••• G•••• L•• independent RIAJan 14, 2016 to Oct 26, 2018 · C••••••, Il
- Q•••••• P•••••• W•••••• L•• to G••••• A•••• M•••••••••left Oct 25, 2021, registered Sep 15, 2021 (-40 days) · RIA to a state-registered adviser
- G••••• A•••• M••••••••• to Q•••••• P•••••• W•••••• L••left Apr 1, 2020, registered Mar 9, 2020 (-23 days) · Other
- C•••••• P••••••• I••••••••• G•••• L•• to G••••• A•••• M•••••••••left Oct 26, 2018, registered Jan 2, 2019 (68 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address