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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

John Kenneth Moninger

Advisor at ALLSPRING FUNDS MANAGEMENT, LLC

Cornelius, NC | Charlotte, NC

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Search this name across graphsid dfx:ria:57fc0301-55ce-3729-4a6d-b0a96fcad857

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 24, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALLSPRING FUNDS MANAGEMENT, LLC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 14, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Sep 14, 1998
First registration: Apr 24, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 2494976

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALLSPRING FUNDS MANAGEMENT, LLC	Asset manager	May 24, 2024	n/a	yes	Cornelius, NC\|Charlotte, NC	Current employment
EATON VANCE MANAGEMENT	Asset manager	Dec 5, 2012	Jul 11, 2023	no	BOSTON, MA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 25, 2007	Dec 7, 2012	no	SAN DIEGO, CA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Apr 24, 2002	Mar 14, 2007	no	LOS ANGELES, CA\|LOS ANGELES, CA\|WEEHAWKEN, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EATON VANCE MANAGEMENT	ALLSPRING FUNDS MANAGEMENT, LLC	Jul 11, 2023	May 24, 2024	318	Firm change	Other
LPL FINANCIAL LLC	EATON VANCE MANAGEMENT	Dec 7, 2012	Dec 5, 2012	-2	Firm change	Other
UBS FINANCIAL SERVICES INC.	LPL FINANCIAL LLC	Mar 14, 2007	Apr 25, 2007	42	Firm change	Other

Relationships

Registered with (4)

→ ALLSPRING FUNDS MANAGEMENT, LLCRegistered adviserregistration: current employment
May 24, 2024 to presentfactForm ADV
→ EATON VANCE MANAGEMENTRegistered adviserregistration: previous registration
Dec 5, 2012 to Jul 11, 2023factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 25, 2007 to Dec 7, 2012factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Apr 24, 2002 to Mar 14, 2007factForm ADV

Dated events

Occurred
Jul 11, 2023
Advisor changed firm
John Kenneth Moninger left Eaton Vance Management for Allspring Funds Management, Llc (registered 2024-05-24)
Form ADVobserved 6 days ago