RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• K•••••• M•••••••
- A•••••••• F•••• M••••••••• L•• asset manager currentsince May 24, 2024 · Cornelius, Nc
- E•••• V•••• M••••••••• asset managerDec 5, 2012 to Jul 11, 2023 · Boston, Ma
- L•• F•••••••• L•• BD affiliatedApr 25, 2007 to Dec 7, 2012 · San Diego, Ca
- U•• F•••••••• S••••••• I••• wirehouseApr 24, 2002 to Mar 14, 2007 · Los Angeles, Ca
- E•••• V•••• M••••••••• to A•••••••• F•••• M••••••••• L••left Jul 11, 2023, registered May 24, 2024 (318 days) · Other
- L•• F•••••••• L•• to E•••• V•••• M•••••••••left Dec 7, 2012, registered Dec 5, 2012 (-2 days) · Other
- U•• F•••••••• S••••••• I••• to L•• F•••••••• L••left Mar 14, 2007, registered Apr 25, 2007 (42 days) · Other
- J••• K•••••• M••••••• left E•••• V•••• M••••••••• for A•••••••• F•••• M••••••••• L•• (registered 2024-05-24)Jul 11, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address