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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

DANIEL WAGNER

Advisor at KESTRA ADVISORY SERVICES, LLC

Norwell, MA | Bristol, RI

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Search this name across graphsid dfx:ria:584637f5-df08-f9fb-974a-8236be49e2a7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 16, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KESTRA ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 2, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Apr 2, 2004
First registration: Nov 16, 2011
Dual registered: yes, broker-dealer
Other names: DANIEL MATTHEW WAGNER|DANIEL MATTHEW WAGNER|DANIEL M WAGNER|DAN WAGNER
IAPD individual key: 1660877

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Apr 3, 2025	n/a	yes	Bristol, RI\|Norwell, MA	Current employment
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Jul 27, 2020	Feb 11, 2025	no	Needham, MA\|Nashua, NH	Previous registration
Mariner	Independent wealth	Jun 16, 2015	Jul 28, 2016	no	WELLESLEY, MA\|OVERLAND PARK,, KS	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Mar 2, 2015	Dec 31, 2016	no	BOSTON, MA\|WELLESLEY, MA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 16, 2011	Mar 5, 2015	no	WELLESLEY HILLS, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COMMONWEALTH FINANCIAL NETWORK	KESTRA ADVISORY SERVICES, LLC	Feb 11, 2025	Apr 3, 2025	51	Firm change	Ibd to ibd
MSI FINANCIAL SERVICES, INC.	Mariner	Dec 31, 2016	Jun 16, 2015	-564	Firm change after gap	Other
Mariner	COMMONWEALTH FINANCIAL NETWORK	Jul 28, 2016	Jul 27, 2020	1,460	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MSI FINANCIAL SERVICES, INC.	Mar 5, 2015	Mar 2, 2015	-3	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
151664:8032:KS:2016-07-28	Jul 28, 2016	Jul 27, 2020	OVERLAND PARK,, KS	Firm change after gap

Relationships

Registered with (5)

→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Apr 3, 2025 to presentfactForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Jul 27, 2020 to Feb 11, 2025factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 2, 2015 to Dec 31, 2016factForm ADV
→ MARINERRegistered adviserregistration: previous registration
Jun 16, 2015 to Jul 28, 2016factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 16, 2011 to Mar 5, 2015factForm ADV

Dated events

Occurred
Feb 11, 2025
Advisor changed firm
Daniel Wagner left Commonwealth Financial Network for Kestra Advisory Services, Llc (registered 2025-04-03)
Form ADVobserved 6 days ago