DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D••••• W•••••

K••••• A••••••• S•••••••• L••BD affiliatedNorwell, Ma dual registrantIAPD 1660877

Feed of 09/14/2026

Also filed as D••••• Matthew W•••••

At current firm

1 y

since Apr 3, 2025

In the industry

22 y

since Apr 2, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

K••••• A••••••• S•••••••• L•• BD affiliated current
since Apr 3, 2025 · Bristol, Ri
C••••••••• F•••••••• N•••••• national BD
Jul 27, 2020 to Feb 11, 2025 · Needham, Ma
M•••••• independent RIA
Jun 16, 2015 to Jul 28, 2016 · Wellesley, Ma
M•• F•••••••• S•••••••• I••• former
Mar 2, 2015 to Dec 31, 2016 · Boston, Ma
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 16, 2011 to Mar 5, 2015 · Wellesley Hills, Ma

Moves

a registration end followed by a registration begin elsewhere

C••••••••• F•••••••• N•••••• to K••••• A••••••• S•••••••• L••
left Feb 11, 2025, registered Apr 3, 2025 (51 days) · Affiliated broker-dealer or bank to another
M•• F•••••••• S•••••••• I••• to M••••••
left Dec 31, 2016, registered Jun 16, 2015 (-564 days) · Other
M•••••• to C••••••••• F•••••••• N••••••
left Jul 28, 2016, registered Jul 27, 2020 (1460 days) · Other · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•• F•••••••• S•••••••• I•••
left Mar 5, 2015, registered Mar 2, 2015 (-3 days) · Other

Signals

D••••• W••••• left C••••••••• F•••••••• N•••••• for K••••• A••••••• S•••••••• L•• (registered 2025-04-03)
Feb 11, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address