DFX Intelligence

A•• L••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

A•• L••• S•••••••

Advisor at X••• S•••••••

Seattle, WA | BOZEMAN, MT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:588c7b18-bfc7-0a1a-a111-ebe09319d216

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Aug 2, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: X••• S•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
X••• S•••••••	Independent wealth	Jun 23, 2026	n/a	yes	Seattle, WA\|BOZEMAN, MT	Current employment
C•• A•••••••• L••	Independent wealth	Apr 20, 2025	Jul 2, 2026	no	Seattle, WA\|MANHATTAN, KS	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•• A•••••••• L••	X••• S•••••••	Jul 2, 2026	Jun 23, 2026	-9	Firm change	RIA to RIA
J•••••• P••••••• F•••••••• P•••••••• L••	C•• A•••••••• L••	Sep 1, 2020	Jun 1, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
118564:159359:WA:2020-09-01	Sep 1, 2020	Jun 1, 2020	SEATTLE, WA	Firm change after gap

Relationships

Registered with (6)

→ X••• S•••••••Registered adviserregistration: current employment
Jun 23, 2026 to presentfactForm ADV
→ C•• A•••••••• L••Registered adviserregistration: previous registration
Apr 20, 2025 to Jul 2, 2026factForm ADV
→ J•••••• P••••••• F•••••••• P•••••••• L••Registered adviserregistration: previous registration
Aug 15, 2012 to Sep 1, 2020factForm ADV
→ L•• F•••••••• L••Registered adviser

Dated events

Occurred
Jul 2, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:588c7b18-bfc7-0a1a-a111-ebe09319d216
First observed: Aug 2, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.