RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•• L••• S•••••••
- X••• S••••••• independent RIA currentsince Jun 23, 2026 · Seattle, Wa
- C•• A•••••••• L•• independent RIAApr 20, 2025 to Jul 2, 2026 · Seattle, Wa
- C•• A•••••••• L•• independent RIAJun 1, 2020 to Jan 7, 2021 · Seattle, Wa
- J•••••• P••••••• F•••••••• P•••••••• L•• unclassifiedAug 15, 2012 to Sep 1, 2020 · Bellingham, Wa
- L•• F•••••••• L•• BD affiliatedJul 14, 2010 to Aug 20, 2012 · Bellevue, Wa
- M••••• G••••• A••••••• I••• independent RIAJul 3, 2008 to May 17, 2010 · Bellevue, Wa
- M••••• A••••••• unclassifiedAug 2, 2006 to Jun 26, 2008 · Bellevue, Wa
- C•• A•••••••• L•• to X••• S•••••••left Jul 2, 2026, registered Jun 23, 2026 (-9 days) · RIA to RIA
- J•••••• P••••••• F•••••••• P•••••••• L•• to C•• A•••••••• L••left Sep 1, 2020, registered Jun 1, 2020 (-92 days) · Other · moved with a team
- L•• F•••••••• L•• to J•••••• P••••••• F•••••••• P•••••••• L••left Aug 20, 2012, registered Aug 15, 2012 (-5 days) · Other
- M••••• G••••• A••••••• I••• to L•• F•••••••• L••left May 17, 2010, registered Jul 14, 2010 (58 days) · Other
- M••••• A••••••• to M••••• G••••• A••••••• I•••left Jun 26, 2008, registered Jul 3, 2008 (7 days) · corporate re-registration, not a move
- A•• L••• S••••••• left C•• A•••••••• L•• for X••• S••••••• (registered 2026-06-23)Jul 2, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address