DFX Intelligence

J•••• G••••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)20 years in industry

J•••• G••••• A••••

Advisor at P•••••••• S••••••••• I•••

AUSTIN, TX

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Search this name across graphsid dfx:ria:5894a324-937a-d6d8-b22e-dac6d077ba78

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 10, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 8, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• S••••••••• I•••	Bd affiliated wealth	Jul 11, 2025	n/a	yes	AUSTIN, TX	Current employment
T•••••••• S••••••••• I•••	Former SEC adviser	Jun 30, 2022	Jan 3, 2024	no	AUSTIN, TX\|Austin, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••••••• S••••••••• I•••	P•••••••• S••••••••• I•••	Jan 3, 2024	Jul 11, 2025	555	Firm change after gap	Other
C•••••• S••••• • C••• I•••	T•••••••• S••••••••• I•••	Feb 1, 2019	Jun 30, 2022

Relationships

Registered with (5)

→ P•••••••• S••••••••• I•••Registered adviserregistration: current employment
Jul 11, 2025 to presentfactForm ADV
→ T•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jun 30, 2022 to Jan 3, 2024factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Apr 7, 2010 to Feb 1, 2019factForm ADV
→ U••• F•••••••• P••••••• S•••••••

Dated events

Occurred
Jan 3, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5894a324-937a-d6d8-b22e-dac6d077ba78
First observed: Oct 10, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.