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RIA / WealthAdvisor37 years in industry

ALFREDO ARTURO SANDOVAL

Advisor at THE PRIVATE INVESTMENT GROUP, INC.

KETTERING, OH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 13, 1995 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THE PRIVATE INVESTMENT GROUP, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 17, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: May 17, 1989
First registration: Sep 13, 1995
Dual registered: no
Other names: FRED SANDOVAL
IAPD individual key: 1934240

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THE PRIVATE INVESTMENT GROUP, INC.	Independent wealth	Oct 8, 2014	n/a	yes	KETTERING, OH	Current employment
WESTERN INTERNATIONAL SECURITIES	Former SEC adviser	Jun 3, 2010	Dec 31, 2011	no	PASADENA, CA\|DAYTON, OH\|PALM SPRINGS, CA	Previous registration
NRP FINANCIAL, INC.	n/a	Aug 19, 2004	Sep 2, 2004	no	PALM SPRINGS, CA\|BRYAN, OH\|PALM SPRINGS, CA	Previous registration
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	Bd affiliated wealth	Aug 26, 2003	Aug 19, 2004	no	PALM SPRINGS, CA	Previous registration
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.	n/a	Oct 8, 2002	Mar 31, 2003	no	INDIAN WELLS, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 13, 1995	Jun 3, 2002	no	INDIAN WELLS, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WESTERN INTERNATIONAL SECURITIES	THE PRIVATE INVESTMENT GROUP, INC.	Dec 31, 2011	Oct 8, 2014	1,012	Firm change after gap	Other
NRP FINANCIAL, INC.	WESTERN INTERNATIONAL SECURITIES	Sep 2, 2004	Jun 3, 2010	2,100	Firm change after gap	Other
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	NRP FINANCIAL, INC.	Aug 19, 2004	Aug 19, 2004	0	Firm change	Other
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.	BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	Mar 31, 2003	Aug 26, 2003	148	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.	Jun 3, 2002	Oct 8, 2002	127	Firm change	Other

Relationships

Registered with (6)

→ THE PRIVATE INVESTMENT GROUP, INC.Registered adviserregistration: current employment
Oct 8, 2014 to presentfactForm ADV
→ WESTERN INTERNATIONAL SECURITIESRegistered adviserregistration: previous registration
Jun 3, 2010 to Dec 31, 2011factForm ADV
→ NRP FINANCIAL, INC.Registered adviserregistration: previous registration
Aug 19, 2004 to Sep 2, 2004factForm ADV
→ BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Aug 26, 2003 to Aug 19, 2004factForm ADV
→ CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 8, 2002 to Mar 31, 2003factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 13, 1995 to Jun 3, 2002factForm ADV

Dated events

No dated event names this entity yet.