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RIA / WealthAdvisor21 years in industry

Evan Joseph Francis

Advisor at FLORIDA FINANCIAL ADVISORS, LLC

Raleigh, NC

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Search this name across graphsid dfx:ria:58cbe272-ecef-358c-2dc5-2edb5fdf2fb8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 1, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FLORIDA FINANCIAL ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 20, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66|S65
First exam: Dec 20, 2004
First registration: Jan 1, 2005
Dual registered: no
IAPD individual key: 4850840

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FLORIDA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Aug 26, 2026	n/a	yes	Raleigh, NC	Current employment
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Mar 29, 2007	Jul 2, 2008	no	CARY, NC	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Mar 29, 2007	Jul 2, 2008	no	CARY, NC	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Nov 17, 2005	Apr 17, 2007	no	FREMONT, CA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jan 1, 2005	Mar 24, 2005	no	WALNUT CREEK, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	FLORIDA FINANCIAL ADVISORS, LLC	Jul 2, 2008	Aug 26, 2026	6,629	Firm change after gap	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jul 2, 2008	Mar 29, 2007	-461	Channel change	Other
UVEST FINANCIAL SERVICES GROUP, INC.	TD AMERITRADE, INC.	Apr 17, 2007	Mar 29, 2007	-19	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	UVEST FINANCIAL SERVICES GROUP, INC.	Mar 24, 2005	Nov 17, 2005	238	Firm change	Other

Relationships

Registered with (5)

→ FLORIDA FINANCIAL ADVISORS, LLCRegistered adviserregistration: current employment
Aug 26, 2026 to presentfactForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 29, 2007 to Jul 2, 2008factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Mar 29, 2007 to Jul 2, 2008factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Nov 17, 2005 to Apr 17, 2007factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jan 1, 2005 to Mar 24, 2005factForm ADV

Dated events

No dated event names this entity yet.