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RIA / WealthAdvisor23 years in industry

MARK ALAN SQUIRES

Advisor at BROOKSTONE WEALTH ADVISORS, LLC

Independence, MO | WHEATON, IL

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Search this name across graphsid dfx:ria:58cd8bc6-9337-8026-730d-9c635a62afeb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 15, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BROOKSTONE WEALTH ADVISORS, LLC
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Apr 29, 2003
First registration: May 15, 2003
Dual registered: no
Other names: Mark A Squires
IAPD individual key: 4627310

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BROOKSTONE WEALTH ADVISORS, LLC	No RAUM reported	Mar 31, 2023	n/a	yes	Independence, MO\|WHEATON, IL	Current employment
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Feb 12, 2020	Mar 28, 2023	no	INDEPENDENCE, MO\|Independence, MO	Previous registration
CREATIVEONE WEALTH, LLC	Independent wealth	Mar 16, 2018	Apr 17, 2018	no	INDEPENDENCE, MO\|OVERLAND PARK, KS	Previous registration
CORNERSTONE SECURITIES LLC	Independent wealth	Jan 17, 2007	Feb 13, 2020	no	INDEPENDENCE, MO\|INDEPENDENCE, MO\|INDEPENDENCE, MO\|INDEPENDENCE, MO\|INDEPENDENCE, MO	Previous registration
ESI FINANCIAL ADVISORS	Independent wealth	May 15, 2003	Dec 31, 2006	no	INDEPENDENCE, MO\|INDEPENDENCE, MO\|INDEPENDENCE, MO\|OVERLAND PARK, KS\|MONTPELIER, VT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AE WEALTH MANAGEMENT, LLC	BROOKSTONE WEALTH ADVISORS, LLC	Mar 28, 2023	Mar 31, 2023	3	Firm change	Other
CORNERSTONE SECURITIES LLC	CREATIVEONE WEALTH, LLC	Feb 13, 2020	Mar 16, 2018	-699	Firm change after gap	Other
CREATIVEONE WEALTH, LLC	AE WEALTH MANAGEMENT, LLC	Apr 17, 2018	Feb 12, 2020	666	Firm change after gap	RIA to RIA
ESI FINANCIAL ADVISORS	CORNERSTONE SECURITIES LLC	Dec 31, 2006	Jan 17, 2007	17	Firm change	Other

Relationships

Registered with (5)

→ BROOKSTONE WEALTH ADVISORS, LLCRegistered adviserregistration: current employment
Mar 31, 2023 to presentfactForm ADV
→ AE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 12, 2020 to Mar 28, 2023factForm ADV
→ CORNERSTONE SECURITIES LLCRegistered adviserregistration: previous registration
Jan 17, 2007 to Feb 13, 2020factForm ADV
→ CREATIVEONE WEALTH, LLCRegistered adviserregistration: previous registration
Mar 16, 2018 to Apr 17, 2018factForm ADV
→ ESI FINANCIAL ADVISORSRegistered adviserregistration: previous registration
May 15, 2003 to Dec 31, 2006factForm ADV

Dated events

Occurred
Mar 28, 2023
Advisor changed firm
Mark Alan Squires left Ae Wealth Management, Llc for Brookstone Wealth Advisors, Llc (registered 2023-03-31)
Form ADVobserved 5 days ago