RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• A••• S••••••
- B••••••••• W••••• A•••••••• L•• no RAUM currentsince Mar 31, 2023 · Independence, Mo
- A• W••••• M••••••••• L•• BD affiliatedFeb 12, 2020 to Mar 28, 2023 · Independence, Mo
- C••••••••• W•••••• L•• independent RIAMar 16, 2018 to Apr 17, 2018 · Independence, Mo
- C••••••••• S••••••••• L•• independent RIAJan 17, 2007 to Feb 13, 2020 · Independence, Mo
- E•• F•••••••• A••••••• independent RIAMay 15, 2003 to Dec 31, 2006 · Independence, Mo
- A• W••••• M••••••••• L•• to B••••••••• W••••• A•••••••• L••left Mar 28, 2023, registered Mar 31, 2023 (3 days) · Other
- C••••••••• S••••••••• L•• to C••••••••• W•••••• L••left Feb 13, 2020, registered Mar 16, 2018 (-699 days) · Other
- C••••••••• W•••••• L•• to A• W••••• M••••••••• L••left Apr 17, 2018, registered Feb 12, 2020 (666 days) · RIA to RIA
- E•• F•••••••• A••••••• to C••••••••• S••••••••• L••left Dec 31, 2006, registered Jan 17, 2007 (17 days) · Other
- Mark Alan Squires left Ae Wealth Management, Llc for Brookstone Wealth Advisors, Llc (registered 2023-03-31)Mar 28, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address