DFX Intelligence
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Reading the graph
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Advisor at C••••• I••••••••• A••••••• L••
Baytown, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Jul 21, 2025 | n/a | yes | Baytown, TX|Baytown, TX | Current employment |
| A•••••• A••••••• S••••••• | Former SEC adviser | Jan 20, 2020 | Sep 8, 2025 | no | Baytown, TX|Baytown, TX|DALLAS, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A•••••• A••••••• S••••••• | C••••• I••••••••• A••••••• L•• | Sep 8, 2025 | Jul 21, 2025 | -49 | Bulk transfer | Ibd to ibd |
| I•••••• A•••••••• I••• | A•••••• A••••••• S••••••• | Jan 9, 2020 | Jan 20, 2020 |
| I•••••• A•••••••• I••• | Asset manager | Dec 15, 2010 | Jan 9, 2020 | no | ATLANTA, GA|HOUSTON, TX | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Apr 12, 2010 | Nov 8, 2010 | no | GONZALES, LA|Bayton, TX | Previous registration |
| J• W• C••• A•••••••• I••• | Bd affiliated wealth | Jan 3, 2007 | Mar 31, 2010 | no | BAYTOWN, TX|TAMPA, FL | Previous registration |
| 11 |
| Firm change |
| Other |
| A••••••••• F•••••••• S•••••••• L•• | I•••••• A•••••••• I••• | Nov 8, 2010 | Dec 15, 2010 | 37 | Firm change | Other |
| J• W• C••• A•••••••• I••• | A••••••••• F•••••••• S•••••••• L•• | Mar 31, 2010 | Apr 12, 2010 | 12 | Firm change | Other |