DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

L••• E•••••• C•••••••

C••••• I••••••••• A••••••• L••BD affiliatedBaytown, Txdual registrantIAPD 2840946

Feed of 09/14/2026

Also filed as Lori Nicole Eshbach

At current firm

1 y

since Jul 21, 2025

In the industry

29 y

since Feb 12, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Jul 21, 2025 · Baytown, Tx
A•••••• A••••••• S••••••• former
Jan 20, 2020 to Sep 8, 2025 · Baytown, Tx
I•••••• A•••••••• I••• asset manager
Dec 15, 2010 to Jan 9, 2020 · Atlanta, Ga
A••••••••• F•••••••• S•••••••• L•• national BD
Apr 12, 2010 to Nov 8, 2010 · Gonzales, La
J• W• C••• A•••••••• I••• BD affiliated
Jan 3, 2007 to Mar 31, 2010 · Baytown, Tx

Moves

a registration end followed by a registration begin elsewhere

A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••
left Sep 8, 2025, registered Jul 21, 2025 (-49 days) · corporate re-registration, not a move
I•••••• A•••••••• I••• to A•••••• A••••••• S•••••••
left Jan 9, 2020, registered Jan 20, 2020 (11 days) · Other
A••••••••• F•••••••• S•••••••• L•• to I•••••• A•••••••• I•••
left Nov 8, 2010, registered Dec 15, 2010 (37 days) · Other
J• W• C••• A•••••••• I••• to A••••••••• F•••••••• S•••••••• L••
left Mar 31, 2010, registered Apr 12, 2010 (12 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address