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C•••• R••••• C••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

C•••• R••••• C••••••••

Advisor at F• W••••• S•••••••• L••

WESTERVILLE, OH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 1
Observed: Dec 9, 2010 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C•••• C••••••••

Private equity principal · Key CRD individual

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F• W••••• S•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 2, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F• W••••• S•••••••• L••	Independent wealth	Mar 2, 2017	n/a	yes	WESTERVILLE, OH	Current employment
N•••••••• A•••• M•••••••••	Independent wealth	Oct 25, 2016	Mar 31, 2017	no	COLUMBUS, OH\|MERCER ISLAND, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••••• A•••• M•••••••••	F• W••••• S•••••••• L••	Mar 31, 2017	Mar 2, 2017	-29	Firm change	Other
S•• P•••••••• L••	N•••••••• A•••• M•••••••••	Sep 19, 2016	Oct 25, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
6363:281838:OH:2015-11-10	Nov 10, 2015	Dec 18, 2015	COLUMBUS, OH	Firm change

Relationships

Registered with (6)

→ F• W••••• S•••••••• L••Registered adviserregistration: current employment
Mar 2, 2017 to presentfactForm ADV
→ N•••••••• A•••• M•••••••••Registered adviserregistration: previous registration
Oct 25, 2016 to Mar 31, 2017factForm ADV
→ S•• P•••••••• L••Registered adviserregistration: previous registration
Dec 18, 2015 to Sep 19, 2016factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 9, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.