DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Lgm Investments

Former SEC-registered adviserHong Kong, CRD 107507SEC 801-40890IAPD
Legal name Bmo Global Asset Management (Asia) Limited
Latest filing Aug 30, 2021
First filing on the tape Mar 30, 2012 · 35 filings
RAUM
$1.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
20
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$1.0B as of Jan 29, 2021
Mar 30, 2012$782M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jan 29, 2021
Mar 30, 20120 then
Employees (5.A)20 as of Jan 29, 2021
Jan 28, 201344 then
Private funds1 as of Jan 28, 2013
Mar 30, 20121 then
RAUM +19% over the last fiscal year+11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 30, 2021; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$80.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+19%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
Ownership
a bank, bancorp or trust company is a 50 percent or greater ownerderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$542M84%
  • Investment companies$103M16%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
13reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Lg China Fund Plcno longer reportedOther Private Fund$32.8M20Mar 30, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • Sui Cheung Ernest Chiu · Chief Financial Officercontrol
        since 03/2015 · owns less than 5%
      • Hon Yin Kam · Money Laundering Reporting Officercontrol
        since 12/2020 · owns less than 5%
      • Ying Lui · Directorcontrol
        since 07/2020 · owns less than 5%
      • Chung Man Wai · Chief Compliance Officercontrol
        since 12/2017 · owns less than 5%
      • Chun-Ming Albert Yu · Directorcontrol
        since 04/2011 · owns less than 5%
      Entity owners
      • Bank Of Montreal · Shareholder
        direct · owns 75% or more · public reporting company
      Related persons
      Schedule D 7.A
      • Bank Of Montreal
        y
      • Bank Of Montreal (China) Co. Ltd.
        n
      • Bmo Am Multi-Capital Llp
        investment advisern
      • Bmo Asset Management Corp.
        investment adviserbankpooled vehicle sponsornRAUM $6.2B
      • Bmo Global Asset Management
        investment advisernRAUM $90B
      • Bmo Asset Management Luxembourg S.A
        pooled vehicle sponsorn
      • Bmo Asset Management Netherlands B.V.
        investment advisern
      • Bmo Asset Management, Inc.
        investment adviserbankpooled vehicle sponsorn
      • Bmo Asset Managers Ltd
        investment advisern
      • Bmo Family Office, LLC
        investment adviserbankpooled vehicle sponsornRAUM $10.0B
      • Bmo Fund Management Limited
        investment advisern
      • Bmo Investment Business Limited
        investment advisern
      • Bmo Investments Inc.
        pooled vehicle sponsorn
      • Bmo Managers Limited
        investment advisern
      • Bmo Portugal, Gestao De Patrimonios, S.A.
        investment advisern
      • Bmo Rep Asset Management Plc
        investment advisern
      • Fosca Managers Sarl
        investment advisern
      • Columbia Threadneedle (Em) Investments Limited
        investment adviserpooled vehicle sponsornRAUM $2.9B
      • Monegy, Inc.
        investment advisernRAUM $765M
      • Pyrford International Ltd
        investment adviserpooled vehicle sponsornRAUM $7.1B
      • Loop Capital Asset Management
        investment advisernRAUM $11B
      • Thames River Capital Llp
        investment advisernRAUM $3.1B
      Advisers that list Lgm Investments as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 7 to 8
        Jan 21, 2021 to Jan 29, 2021
      • Pooled vehicle clients · 10 to 11
        Jan 21, 2021 to Jan 29, 2021
      • Employees · 21 to 20
        Jan 21, 2021 to Jan 29, 2021
      • Discretionary RAUM · $874M to $1.0B
        Jan 21, 2021 to Jan 29, 2021
      • Pooled vehicle RAUM · $479M to $542M
        Jan 21, 2021 to Jan 29, 2021
      • RAUM · $874M to $1.0B
        Jan 21, 2021 to Jan 29, 2021
      • Other offices · 1 to 0
        Jan 30, 2019 to Jan 23, 2020
      • Discretionary RAUM · $688M to $874M
        Jan 30, 2019 to Jan 23, 2020
      • Pooled vehicle RAUM · $410M to $479M
        Jan 30, 2019 to Jan 23, 2020
      • RAUM · $688M to $874M
        Jan 30, 2019 to Jan 23, 2020
      • Accounts · 14 to 13
        Jan 30, 2018 to Jan 30, 2019
      • Advisory employees · 6 to 7
        Jan 30, 2018 to Jan 30, 2019
      • Pooled vehicle clients · 8 to 10
        Jan 30, 2018 to Jan 30, 2019
      • Employees · 20 to 21
        Jan 30, 2018 to Jan 30, 2019
      • Discretionary RAUM · $768M to $688M
        Jan 30, 2018 to Jan 30, 2019
      • Pension RAUM · 5310000.0 to unset
        Jan 30, 2018 to Jan 30, 2019
      • Pooled vehicle RAUM · $334M to $410M
        Jan 30, 2018 to Jan 30, 2019
      • RAUM · $768M to $688M
        Jan 30, 2018 to Jan 30, 2019
      • Accounts · 12 to 14
        Nov 6, 2017 to Jan 30, 2018
      • Advisory activities · 4 to 3
        Nov 6, 2017 to Jan 30, 2018
      • Corporate clients · 1.0 to unset
        Nov 6, 2017 to Jan 30, 2018
      • Other offices · 2 to 1
        Nov 6, 2017 to Jan 30, 2018
      • Discretionary RAUM · $523M to $768M
        Nov 6, 2017 to Jan 30, 2018
      • Pension RAUM · unset to 5310000.0
        Nov 6, 2017 to Jan 30, 2018
      • Pooled vehicle RAUM · unset to 334120000.0
        Nov 6, 2017 to Jan 30, 2018
      • RAUM · $523M to $768M
        Nov 6, 2017 to Jan 30, 2018
      • Corporate clients · unset to 1.0
        Sep 11, 2017 to Oct 18, 2017
      • Pooled vehicle clients · unset to 8.0
        Sep 11, 2017 to Oct 18, 2017
      • Other offices · unset to 2.0
        Sep 11, 2017 to Oct 18, 2017
      • Accounts · 10 to 12
        Jul 29, 2016 to Jan 26, 2017
      • Employees · 27 to 20
        Jul 29, 2016 to Jan 26, 2017
      • Discretionary RAUM · $469M to $523M
        Jul 29, 2016 to Jan 26, 2017
      • RAUM · $469M to $523M
        Jul 29, 2016 to Jan 26, 2017
      • Accounts · 8 to 10
        Sep 10, 2015 to Jan 28, 2016
      • Advisory employees · 13 to 6
        Sep 10, 2015 to Jan 28, 2016
      • Employees · 47 to 27
        Sep 10, 2015 to Jan 28, 2016
      • Discretionary RAUM · $768M to $469M
        Sep 10, 2015 to Jan 28, 2016
      • RAUM · $768M to $469M
        Sep 10, 2015 to Jan 28, 2016
      • Accounts · 10 to 8
        Nov 20, 2014 to Jan 29, 2015
      • Advisory employees · 15 to 13
        Nov 20, 2014 to Jan 29, 2015
      Signals
      7 dated events
      • Normund Edgar Legzdins (Director) no longer on Schedule A of Lgm Investments (listed 2021-01-29, absent 2021-08-30)
        Aug 30, 2021 · Control person left · inference
      • Hon Yin Kam (Money Laundering Reporting Officer) appeared on Schedule A of Lgm Investments
        Jan 29, 2021 · Control person joined · fact
      • Ying Lui (Director) appeared on Schedule A of Lgm Investments
        Aug 5, 2020 · Control person joined · fact
      • Raveendra Sriskandarajah (Director) no longer on Schedule A of Lgm Investments (listed 2020-05-20, absent 2020-08-05)
        Aug 5, 2020 · Control person left · inference
      • Lgm Investments reported RAUM $874.2M, up 27% from $688.4M (2019-01-30 to 2020-01-23)
        Jan 23, 2020 · RAUM change · derived
      • Charles Richard Wilson (Director) no longer on Schedule A of Lgm Investments (listed 2019-01-30, absent 2020-01-23)
        Jan 23, 2020 · Control person left · inference
      • Lgm Investments reported RAUM $768.0M, up 47% from $523.2M (2017-11-06 to 2018-01-30)
        Jan 30, 2018 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026