DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••• C•••• • L••• I••••••••• M••••••••• L••
Latest filing Aug 26, 2026
First filing on the tape Mar 30, 2012 · 28 filings
SEC status approved since Apr 17, 2014
RAUM
$86B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$40.7M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
155
56 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
10
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$86B as of Aug 26, 2026
Mar 30, 2012$21B then
HNW client RAUM$40.7M as of Aug 26, 2026
Mar 31, 2018$94.1M then
State-registered IARs (5.B.3)0 as of Aug 26, 2026
Mar 30, 20150 then
Employees (5.A)155 as of Aug 26, 2026
Mar 30, 201551 then
Private funds10 as of Aug 26, 2026
Mar 31, 20172 then
RAUM +73% over the last fiscal year+32% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $236MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 57%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +73%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, otherreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$30B35%
- State and municipal entities$18B21%
- Pension and profit-sharing plans$14B16%
- Insurance companies$10B12%
- Other investment advisers$5.9B6.9%
- Sovereign wealth funds$4.7B5.5%
- Charitable organizations$1.6B1.9%
- Corporations and businesses$1.2B1.4%
- High-net-worth individuals$40.7M0.0%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 91reported
- Charitable clients
- 33reported
- Accounts
- 362reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.42 institutional_share=0.57 related_bd=false related_bank=true bd_reps=5.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••• Q• G••••• E••••• M••••• N•••••• M••••• F••• L••• | Hedge Fund | $977M | 2 | Mar 29, 2019 |
| C••• Q• E••••••• M•••••• E••••• F••• L• | Other Private Fund | $525M | 8 | Mar 31, 2017 |
| C••• Q• G••••• E••••• M••••• N•••••• F••• L•no longer reported | Hedge Fund | $0 | 0 | Mar 31, 2017 |
Owners and control persons
Schedule A and B, latest filing
- B••••• G•••• N••••• · Directorcontrolsince 03/2006 · owns less than 5%
- C••••••••• P••••••• J••• · Director & Vice Presidentcontrolsince 03/2003 · owns less than 5%
- C••••• D••••••• P••• · Chief Compliance Officercontrolsince 01/2014 · owns less than 5%
- D••••• J••••••• · Directorcontrolsince 03/2019 · owns less than 5%
- G•••••• D••••• E•••• · Directorcontrolsince 03/2020 · owns less than 5%
- G•••••• M•••••• L••• · Director & Presidentcontrolsince 03/1999 · owns less than 5%
- H••••• S•••••• B••••• · Director And Vice Presidentcontrolsince 02/2009 · owns less than 5%
- R••••••••• P••••••• D•••• · Corporate Secretarycontrolsince 02/2004 · owns less than 5%
- S•••••••• J•••• W••••• · Director & Vice Presidentcontrolsince 03/1999 · owns less than 5%
- W••••• M••••••• J••• · Directorcontrolsince 03/2020 · owns less than 5%
- Z•••••• A•••••• D•••• · Directorcontrolsince 03/2022 · owns less than 5%
- H••••••••• E•••• R•••• · Sn. Vice President,Co-Headsince 07/2014 · owns less than 5%
- M•••••• T••••••• M•••••• · Vice Presidentsince 06/2018 · owns less than 5%
- R•••••••• S••••••• E••••• · Vice Presidentsince 07/2017 · owns less than 5%
- R•••••••• J•••• W•••• · Sn. Vice President,Co-Headsince 03/2022 · owns less than 5%
- S••••••••• G•••• J• · Vice Presidentsince 07/2014 · owns less than 5%
Entity owners
- C•••••• C•••• • L••• I••••••••• M••••••••• P••••••••• · P•••••••••direct · owns 75% or more
- C•••••• C•••• • L••• F•••••••• G•••• I••••••••• P••••••••• · Partnerindirect · owns 75% or more of C•••••• C•••• • L••• F•••••••• G•••• L•
- C•••••• C•••• • L••• F•••••••• G•••• L• · Partnerindirect · owns 25% to 50% of C•••••• C•••• • L••• I••••••••• M••••••••• P•••••••••
- C•••••• C•••• • L••• F•••••••• G•••• L••• · Partnerindirect · owns 75% or more of C•••••• C•••• • L••• F•••••••• G•••• I••••••••• P•••••••••
Related persons
Schedule D 7.A
- B•••• G•••••• • A••••••••• I•••investment advisern
- B••••• M••••••••• P•••••••••investment advisern
- C••• Q• E••••••• M•••••• E••••• F••• G• L••pooled vehicle sponsorn
- C••• Q• G••••• E••••• M••••• N•••••• F••• G• L••pooled vehicle sponsorn
- C•••••• C•••• • L••• ••••••• L•••investment advisern
- C•••••• C•••• • L••• F•••• I•••pooled vehicle sponsorn
- C•••••• C•••• • L••• P•••••• C•••••• L•••investment advisern
- C••••••••• A•••• M••••••••• L•••investment advisern
- F••••••• C•••••• L•investment advisernRAUM $513M
- G••••• A•••• C•••••• M••••••••• L•••investment advisernRAUM $6.3B
- M•••••• M••••••••• C••••investment advisern
- N• P••••••• L••investment advisernRAUM $5.9B
- P•• I••••••••• C•••••• L•••investment advisernRAUM $924M
- S•••••• R•••••• • A••••••••• I••••••••• M••••••••• L•••investment advisern
- V•••••• A•••• M•••••••••investment adviserbanknRAUM $1.2B
Advisers that list C••••• C•••• • L••• I••••••••• M••••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
- Toronto, Ontario, Canada3 employees
- Montreal, Canada1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- p•••••• fund count surgeChange between filings · filing Mar 31, 2026private funds (Schedule D 7.B.1) moved from 4.0 to 9.0 (+125.0%) between the annual amendments of 2025-03-27 and 2026-03-31; the peer median change was +2.0% (70 comparable advisers, 99.0th percentile of changes)peers: other advisers, $20B and over (70) · 99% percentile
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $49,404,831,309 to $85,592,075,964 (+73.0%) between the annual amendments of 2025-03-27 and 2026-03-31; the peer median change was +11.0% (113 comparable advisers, 97.0th percentile of changes)peers: other advisers, $20B and over (113) · 97% percentile
What changed
consecutive filings, newest first
- Private funds · 9 to 10Mar 31, 2026 to May 26, 2026
- Accounts · 343 to 362Feb 23, 2026 to Mar 31, 2026
- Advisory employees · 50 to 56Feb 23, 2026 to Mar 31, 2026
- Charity clients · 28 to 33Feb 23, 2026 to Mar 31, 2026
- Corporate clients · 19 to 18Feb 23, 2026 to Mar 31, 2026
- Pension plan clients · 86 to 91Feb 23, 2026 to Mar 31, 2026
- Pooled vehicle clients · 21 to 28Feb 23, 2026 to Mar 31, 2026
- Employees · 140 to 155Feb 23, 2026 to Mar 31, 2026
- Discretionary RAUM · $49B to $86BFeb 23, 2026 to Mar 31, 2026
- HNW RAUM · $32.2M to $40.7MFeb 23, 2026 to Mar 31, 2026
- Pension RAUM · $11B to $14BFeb 23, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $11B to $30BFeb 23, 2026 to Mar 31, 2026
- RAUM · $49B to $86BFeb 23, 2026 to Mar 31, 2026
- Private funds · 8 to 9May 28, 2025 to Feb 23, 2026
- Financial planning clients · 0 to 0Mar 27, 2025 to May 28, 2025
- Private funds · 4 to 8Mar 27, 2025 to May 28, 2025
- Accounts · 303 to 343Feb 28, 2025 to Mar 27, 2025
- Advisory employees · 48 to 50Feb 28, 2025 to Mar 27, 2025
- Charity clients · 25 to 28Feb 28, 2025 to Mar 27, 2025
- Pension plan clients · 88 to 86Feb 28, 2025 to Mar 27, 2025
- Pooled vehicle clients · 22 to 21Feb 28, 2025 to Mar 27, 2025
- Employees · 138 to 140Feb 28, 2025 to Mar 27, 2025
- Discretionary RAUM · $46B to $49BFeb 28, 2025 to Mar 27, 2025
- HNW RAUM · $29.0M to $32.2MFeb 28, 2025 to Mar 27, 2025
- Pension RAUM · $9.7B to $11BFeb 28, 2025 to Mar 27, 2025
- Pooled vehicle RAUM · $8.4B to $11BFeb 28, 2025 to Mar 27, 2025
- RAUM · $46B to $49BFeb 28, 2025 to Mar 27, 2025
- HQ state · unset to Dec 16, 2024 to Feb 28, 2025
- Private funds · 2 to 4Dec 16, 2024 to Feb 28, 2025
- Accounts · 299 to 303Mar 31, 2023 to Mar 29, 2024
- Advisory employees · 36 to 48Mar 31, 2023 to Mar 29, 2024
- Charity clients · 20 to 25Mar 31, 2023 to Mar 29, 2024
- Pension plan clients · 84 to 88Mar 31, 2023 to Mar 29, 2024
- Pooled vehicle clients · 19 to 22Mar 31, 2023 to Mar 29, 2024
- Employees · 117 to 138Mar 31, 2023 to Mar 29, 2024
- Other offices · 1 to 2Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $37B to $46BMar 31, 2023 to Mar 29, 2024
- HNW RAUM · $24.7M to $29.0MMar 31, 2023 to Mar 29, 2024
- Pension RAUM · $9.0B to $9.7BMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $6.4B to $8.4BMar 31, 2023 to Mar 29, 2024
Signals
9 dated events
- C••••• C•••• • L••• I••••••••• M••••••••• L•• reported RAUM $85.6B, up 73% from $49.4B (2026-02-23 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Blair Brian Eby (Director And Vice President) no longer on Schedule A of C••••• C•••• • L••• I••••••••• M••••••••• L•• (listed 2021-06-18, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- David Andrew Zimcik (Director) appeared on Schedule A of C••••• C•••• • L••• I••••••••• M••••••••• L••Mar 31, 2022 · Control person joined · fact
- J••• M•••••• W•••• (Director) appeared on Schedule A of C••••• C•••• • L••• I••••••••• M••••••••• L••Mar 30, 2020 · Control person joined · fact
- Ellis David George (Director) appeared on Schedule A of C••••• C•••• • L••• I••••••••• M••••••••• L••Mar 30, 2020 · Control person joined · fact
- Walter M•••••• Freund (Director) no longer on Schedule A of C••••• C•••• • L••• I••••••••• M••••••••• L•• (listed 2019-12-05, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Scott Christopher Kalbfleisch (Director And Vice President) no longer on Schedule A of C••••• C•••• • L••• I••••••••• M••••••••• L•• (listed 2019-03-29, absent 2019-09-17)Sep 17, 2019 · Control person left · inference
- J••••••• D•••• (Director) appeared on Schedule A of C••••• C•••• • L••• I••••••••• M••••••••• L••Mar 29, 2019 · Control person joined · fact
- C••••• C•••• • L••• I••••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Mar 18, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/connor-clark-&-lunn-investment-managemereportedpublic record, Form ADV, Sep 18, 2026
- Website
- cclgroup.com/cclim/enreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 604-685-2020reportedpublic record, Form ADV, Aug 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026