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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
BOWIE, MD | PLYMOUTH, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Nov 1, 2024 | n/a | yes | PLYMOUTH, MN|BOWIE, MD | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 3, 2025 | Jul 2, 2025 | no | BOWIE, MD|BOWIE, MD|BOWIE, MD|SCOTTSDALE, AZ|BOWIE, MD|BOWIE, MD | Previous registration |
| HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS | Former SEC adviser | Apr 4, 2016 | Nov 1, 2024 | no | Bowie, MD|Bowie, MD | Previous registration |
| SOUTHLAND EQUITY PARTNERS, LLC. | Independent wealth | Jan 19, 2011 | Nov 30, 2016 | no | GREENBELT, MD | Previous registration |
| FSC SECURITIES CORPORATION | Former SEC adviser | Dec 14, 2007 | Apr 4, 2016 | no | BOWIE, MD|CHARLOTTESVILLE, VA | Previous registration |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Mar 6, 2006 | Dec 13, 2007 | no | GREENBELT, MD|GREENBELT, MD | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Mar 8, 2002 | Mar 2, 2006 | no | GREENBELT, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | n/a | Jul 2, 2025 | n/a | n/a | Departure no registered destination | Departure |
| HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Nov 1, 2024 | Nov 1, 2024 | 0 | Firm change | RIA to ibd |
| SOUTHLAND EQUITY PARTNERS, LLC. | HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS | Nov 30, 2016 | Apr 4, 2016 | -240 | Firm change after gap | Other |
| FSC SECURITIES CORPORATION | SOUTHLAND EQUITY PARTNERS, LLC. | Apr 4, 2016 | Jan 19, 2011 | -1,902 | Firm change after gap | Other |
| VOYA FINANCIAL ADVISORS, INC. | FSC SECURITIES CORPORATION | Dec 13, 2007 | Dec 14, 2007 | 1 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | VOYA FINANCIAL ADVISORS, INC. | Mar 2, 2006 | Mar 6, 2006 | 4 | Firm change | Other |