DFX Intelligence

C••••••••• M•••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

C••••••••• M•••••• M•••••

Advisor at T•• A•••••••• I•••

Sandy, UT | SUMMIT, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5aa878af-6057-5f43-851d-4b589ea0a1a1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Dec 15, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 5, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• A•••••••• I•••	Bd affiliated wealth	Sep 18, 2023	n/a	yes	Sandy, UT\|SUMMIT, NJ	Current employment
T••••••••• C••••••• L••	Asset manager	May 15, 2019	Oct 17, 2022	no	South Jordan, UT\|LEHI, UT\|Sandy, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••••• C••••••• L••	T•• A•••••••• I•••	Oct 17, 2022	Sep 18, 2023	336	Firm change	RIA to ibd
A•••••• I••••••••• A•••••••• L••	T••••••••• C••••••• L••	Jul 12, 2018	May 15, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
157314:288576:UT:2018-07-12	Jul 12, 2018	May 15, 2019	SOUTH JORDAN, UT	Firm change

Relationships

Registered with (7)

→ T•• A•••••••• I•••Registered adviserregistration: current employment
Sep 18, 2023 to presentfactForm ADV
→ T••••••••• C••••••• L••Registered adviserregistration: previous registration
May 15, 2019 to Oct 17, 2022factForm ADV
→ A•••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 3, 2014 to Jul 12, 2018factForm ADV
→ S••••••• F•••••••• S•••••••• I•••

Dated events

Occurred
Oct 17, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5aa878af-6057-5f43-851d-4b589ea0a1a1
First observed: Dec 15, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.