DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••••••• M•••••• M•••••

T•• A•••••••• I•••BD affiliatedSandy, Ut dual registrantIAPD 3065670

Feed of 09/15/2026

Also filed as Chris M•••••

At current firm

3 y

since Sep 18, 2023

In the industry

23 y

since Sep 5, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T•• A•••••••• I••• BD affiliated current
since Sep 18, 2023 · Sandy, Ut
T••••••••• C••••••• L•• asset manager
May 15, 2019 to Oct 17, 2022 · South Jordan, Ut
A•••••• I••••••••• A•••••••• L•• former
Jul 3, 2014 to Jul 12, 2018 · Idaho Falls, Id
S••••••• F•••••••• S•••••••• I••• former
Jan 6, 2010 to Jun 30, 2014 · North Logan, Ut
I••••••• S••••••••• I••• unclassified
Oct 3, 2007 to Dec 31, 2009 · Salt Lake City, Ut
A•••••• A•••••••• I••• unclassified
Jun 4, 2004 to Oct 3, 2007 · Salt Lake City, Ut
E•• F•••••••• A••••••• independent RIA
Dec 15, 2003 to Jun 15, 2004 · Salt Lake City, Ut

Moves

a registration end followed by a registration begin elsewhere

T••••••••• C••••••• L•• to T•• A•••••••• I•••
left Oct 17, 2022, registered Sep 18, 2023 (336 days) · RIA to affiliated broker-dealer or bank
A•••••• I••••••••• A•••••••• L•• to T••••••••• C••••••• L••
left Jul 12, 2018, registered May 15, 2019 (307 days) · RIA to RIA · moved with a team
S••••••• F•••••••• S•••••••• I••• to A•••••• I••••••••• A•••••••• L••
left Jun 30, 2014, registered Jul 3, 2014 (3 days) · Other
I••••••• S••••••••• I••• to S••••••• F•••••••• S•••••••• I•••
left Dec 31, 2009, registered Jan 6, 2010 (6 days) · Other
A•••••• A•••••••• I••• to I••••••• S••••••••• I•••
left Oct 3, 2007, registered Oct 3, 2007 (0 days) · Other
E•• F•••••••• A••••••• to A•••••• A•••••••• I•••
left Jun 15, 2004, registered Jun 4, 2004 (-11 days) · Other

Signals

C••••••••• M•••••• M••••• left T••••••••• C••••••• L•• for T•• A•••••••• I••• (registered 2023-09-18)
Oct 17, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address