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Reading the graph
Advisor at MARINER
Los Angeles, CA | Laguna Nigel, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Mariner | Bd affiliated wealth | Jun 1, 2026 | n/a | yes | Los Angeles, CA|Laguna Nigel, CA | Current employment |
| NEWEDGE ADVISORS | Bd affiliated wealth | May 23, 2024 | May 29, 2026 | no | Laguna Niguel, CA|NEW ORLEANS, LA | Previous registration |
| MANHATTAN WEST ASSET MANAGEMENT, LLC | Independent wealth | Jun 16, 2021 | May 24, 2024 | no | LOS ANGELES, CA | Previous registration |
| EP WEALTH ADVISORS | Independent wealth | Aug 18, 2016 | Jul 20, 2021 | no | Los Angeles, CA|TORRANCE, CA | Previous registration |
| EP WEALTH ADVISORS | Independent wealth | May 3, 2016 | Jul 14, 2016 | no | TORRANCE, CA | Previous registration |
| MISSION WEALTH MANAGEMENT, LP | Independent wealth | Jan 28, 2013 | Mar 10, 2016 | no | SANTA BARBARA, CA | Previous registration |
| EP WEALTH ADVISORS | Independent wealth | Mar 5, 2010 | Jan 17, 2013 | no | TORRANCE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NEWEDGE ADVISORS | Mariner | May 29, 2026 | Jun 1, 2026 | 3 | Firm change | Ibd to ibd |
| MANHATTAN WEST ASSET MANAGEMENT, LLC | NEWEDGE ADVISORS | May 24, 2024 | May 23, 2024 | -1 | Firm change | RIA to ibd |
| EP WEALTH ADVISORS | MANHATTAN WEST ASSET MANAGEMENT, LLC | Jul 20, 2021 | Jun 16, 2021 | -34 | Firm change after gap | RIA to RIA |
| MISSION WEALTH MANAGEMENT, LP | EP WEALTH ADVISORS | Mar 10, 2016 | May 3, 2016 | 54 | Firm change | Other |
| EP WEALTH ADVISORS | MISSION WEALTH MANAGEMENT, LP | Jan 17, 2013 | Jan 28, 2013 | 11 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 171351:140195:LA:2026-05-29 | May 29, 2026 | Jun 1, 2026 | NEW ORLEANS, LA | Firm change |