DFX Intelligence
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Reading the graph
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Advisor at M••••••
TULSA, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•••••• | Bd affiliated wealth | Aug 5, 2026 | n/a | yes | TULSA, OK | Current employment |
| F••••••••• F••••••••• L•• | Former SEC adviser | May 21, 2015 | Mar 22, 2017 | no | TULSA, OK|OVERLAND PARK, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••••• W••••• A••••••• | F••••••••• F••••••••• L•• | Jul 3, 2018 | Jun 20, 2014 | -1,474 | Firm change after gap | Other |
| M•••••• W••••• A••••••• | F••••••••• F••••••••• L•• | Mar 31, 2018 | May 21, 2015 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 175252:140195:KS:2017-03-22 | Mar 22, 2017 | Aug 5, 2026 | OVERLAND PARK, KS | Firm change after gap |
| M•••••• W••••• A••••••• | Former SEC adviser | Oct 28, 2014 | Mar 31, 2018 | no | TULSA, OK|OVERLAND PARK, KS | Previous registration |
| F••••••••• F••••••••• L•• | Former SEC adviser | Jun 20, 2014 | Jan 21, 2016 | no | LEAWOOD, KS|TULSA, OK | Previous registration |
| M•••••• W••••• A••••••• | Former SEC adviser | Oct 22, 2013 | Jul 3, 2018 | no | OVERLAND PARK, KS|TULSA, OK | Previous registration |
| R•••••• I••••••••• A•••••••• L•• | n/a | Oct 6, 2009 | Dec 31, 2013 | no | BELLA VISTA, AR | Previous registration |
| E••••• J•••• | National bd RIA | Feb 12, 2007 | Jan 8, 2009 | no | BENTONVILLE, AR|BELLA VISTA, AR|ST LOUIS, MO | Previous registration |
| -1,045 |
| Firm change after gap |
| Other |
| F••••••••• F••••••••• L•• | M•••••• | Mar 22, 2017 | Aug 5, 2026 | 3,423 | Firm change after gap | Other |
| F••••••••• F••••••••• L•• | M•••••• W••••• A••••••• | Jan 21, 2016 | Oct 28, 2014 | -450 | Channel change | Other |
| R•••••• I••••••••• A•••••••• L•• | M•••••• W••••• A••••••• | Dec 31, 2013 | Oct 22, 2013 | -70 | Firm change after gap | Other |
| E••••• J•••• | R•••••• I••••••••• A•••••••• L•• | Jan 8, 2009 | Oct 6, 2009 | 271 | Firm change | Other |