DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Ryan Graves
At current firm
0 y
since Aug 5, 2026
In the industry
20 y
since Feb 2, 2006 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Mariner BD affiliated currentsince Aug 5, 2026 · Tulsa, Ok
- Firstpoint Financial, LLC formerMay 21, 2015 to Mar 22, 2017 · Tulsa, Ok
- Mariner Wealth Advisors formerOct 28, 2014 to Mar 31, 2018 · Tulsa, Ok
- Firstpoint Financial, LLC formerJun 20, 2014 to Jan 21, 2016 · Leawood, Ks
- Mariner Wealth Advisors formerOct 22, 2013 to Jul 3, 2018 · Overland Park, Ks
- Redrock Investment Advisors, LLC unclassifiedOct 6, 2009 to Dec 31, 2013 · Bella Vista, Ar
- Edward Jones national BDFeb 12, 2007 to Jan 8, 2009 · Bentonville, Ar
Moves
a registration end followed by a registration begin elsewhere
- Mariner Wealth Advisors to Firstpoint Financial, LLCleft Jul 3, 2018, registered Jun 20, 2014 (-1474 days) · Other
- Mariner Wealth Advisors to Firstpoint Financial, LLCleft Mar 31, 2018, registered May 21, 2015 (-1045 days) · Other
- Firstpoint Financial, LLC to Marinerleft Mar 22, 2017, registered Aug 5, 2026 (3423 days) · Other · moved with a team
- Firstpoint Financial, LLC to Mariner Wealth Advisorsleft Jan 21, 2016, registered Oct 28, 2014 (-450 days) · channel change inside one enterprise, not a move
- Redrock Investment Advisors, LLC to Mariner Wealth Advisorsleft Dec 31, 2013, registered Oct 22, 2013 (-70 days) · Other
- Edward Jones to Redrock Investment Advisors, LLCleft Jan 8, 2009, registered Oct 6, 2009 (271 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address