DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M•••••• F•••••••• S•••••••••
FORT WORTH, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•••••• F•••••••• S••••••••• | Independent wealth | Jul 17, 2025 | n/a | yes | FORT WORTH, TX | Current employment |
| S•••••••• F•••••••• C•••••••• L•• | Independent wealth | Feb 5, 2019 | Aug 31, 2026 | no | Fort Worth, TX|Fort Worth, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•••••••• F•••••••• C•••••••• L•• | M•••••• F•••••••• S••••••••• | Aug 31, 2026 | Jul 17, 2025 | -410 | Firm change after gap | RIA to RIA |
| W•• W••••• A••••••• | S•••••••• F•••••••• C•••••••• L•• | Mar 21, 2019 | Feb 5, 2019 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 146832:141849:TX:2019-03-21 | Mar 21, 2019 | Feb 5, 2019 | FORT WORTH, TX | Firm change after gap |
| W•• W••••• A••••••• | Former SEC adviser | Jun 26, 2013 | Mar 21, 2019 | no | FORT WORTH, TX|Fort Worth, TX | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Apr 12, 2011 | Oct 28, 2015 | no | FORT MILL, SC|GAINESVILLE, TX|FORT WORTH, TX|CEDAR HILL, TX|ROANOKE, TX|FORT MILL, SC|ROANOKE, TX|DALLAS, TX|DALLAS, TX|FT. WORTH, TX|FT WORTH, TX|FT WORTH, TX | Previous registration |
| U•••• F•••••••• S••••••• G••••• I••• | n/a | Jun 18, 2010 | Apr 29, 2011 | no | ROANOKE, TX|FORT WORTH, TX|GAINESVILLE, TX|GAINESVILLE, TX|CHARLOTTE, NC|FORT WORTH, TX | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Jun 12, 2009 | Oct 13, 2010 | no | GRANBURY, TX|SAN DIEGO, CA|CROWLEY, TX | Previous registration |
| E••••• J•••• | National bd RIA | Feb 9, 2007 | Jun 15, 2009 | no | CROWLEY, TX | Previous registration |
| -44 |
| Firm change after gap |
| RIA to RIA |
| L•• F•••••••• L•• | W•• W••••• A••••••• | Oct 28, 2015 | Jun 26, 2013 | -854 | Firm change after gap | Other |
| U•••• F•••••••• S••••••• G••••• I••• | L•• F•••••••• L•• | Apr 29, 2011 | Apr 12, 2011 | -17 | Firm change | Other |
| L•• F•••••••• L•• | U•••• F•••••••• S••••••• G••••• I••• | Oct 13, 2010 | Jun 18, 2010 | -117 | Firm change after gap | Other |
| E••••• J•••• | L•• F•••••••• L•• | Jun 15, 2009 | Jun 12, 2009 | -3 | Firm change | Other |