RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• J•••••••• M••••••
- M•••••• F•••••••• S••••••••• independent RIA currentsince Jul 17, 2025 · Fort Worth, Tx
- S•••••••• F•••••••• C•••••••• L•• independent RIAFeb 5, 2019 to Aug 31, 2026 · Fort Worth, Tx
- W•• W••••• A••••••• formerJun 26, 2013 to Mar 21, 2019 · Fort Worth, Tx
- L•• F•••••••• L•• BD affiliatedApr 12, 2011 to Oct 28, 2015 · Fort Mill, Sc
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedJun 18, 2010 to Apr 29, 2011 · Roanoke, Tx
- L•• F•••••••• L•• BD affiliatedJun 12, 2009 to Oct 13, 2010 · Granbury, Tx
- E••••• J•••• national BDFeb 9, 2007 to Jun 15, 2009 · Crowley, Tx
- S•••••••• F•••••••• C•••••••• L•• to M•••••• F•••••••• S•••••••••left Aug 31, 2026, registered Jul 17, 2025 (-410 days) · RIA to RIA
- W•• W••••• A••••••• to S•••••••• F•••••••• C•••••••• L••left Mar 21, 2019, registered Feb 5, 2019 (-44 days) · RIA to RIA · moved with a team
- L•• F•••••••• L•• to W•• W••••• A•••••••left Oct 28, 2015, registered Jun 26, 2013 (-854 days) · Other
- U•••• F•••••••• S••••••• G••••• I••• to L•• F•••••••• L••left Apr 29, 2011, registered Apr 12, 2011 (-17 days) · Other
- L•• F•••••••• L•• to U•••• F•••••••• S••••••• G••••• I•••left Oct 13, 2010, registered Jun 18, 2010 (-117 days) · Other
- E••••• J•••• to L•• F•••••••• L••left Jun 15, 2009, registered Jun 12, 2009 (-3 days) · Other
- D•••• J•••••••• M•••••• left S•••••••• F•••••••• C•••••••• L•• for M•••••• F•••••••• S••••••••• (registered 2025-07-17)Aug 31, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address