DFX Intelligence

M••• J• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

M••• J• S•••••••••

Advisor at B••••••••• C•••••• M••••••••• L••

Buffalo Grove, IL | WHEATON, IL

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Search this name across graphsid dfx:ria:5b3f5cc4-b6fc-b5da-8b2d-3f3808df5e92

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 0
Observed: Jan 22, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••••• C•••••• M••••••••• L••	Independent wealth	Feb 28, 2023	n/a	yes	WHEATON, IL\|Buffalo Grove, IL	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Dec 8, 2022	Feb 9, 2023	no	ITASCA, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	B••••••••• C•••••• M••••••••• L••	Feb 9, 2023	Feb 28, 2023	19	Firm change	RIA to RIA
P•••• S••••••••• L••	L•• F•••••••• L••	Dec 7, 2022	Dec 8, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
170543:171070:IL:2019-09-26	Sep 26, 2019	Aug 30, 2019	BARRINGTON, IL	Firm change
6413:170543:IL:2019-09-18	Sep 18, 2019	Feb 17, 2015	SOUTH BARRINGTON, IL	Firm change after gap

Relationships

Registered with (8)

→ B••••••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Feb 28, 2023 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Dec 8, 2022 to Feb 9, 2023factForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Apr 2, 2021 to Dec 7, 2022factForm ADV
→ H••• S••••••••• •••• I•••

Dated events

Occurred
Feb 9, 2023
Advisor changed firm
M••• J• S••••••••• left L•• F•••••••• L•• for B••••••••• C•••••• M••••••••• L•• (registered 2023-02-28)
Form ADVobserved 7 days ago
Occurred
Dec 7, 2022
Advisor changed firm
M••• J• S••••••••• left P•••• S••••••••• L•• for L•• F•••••••• L•• (registered 2022-12-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5b3f5cc4-b6fc-b5da-8b2d-3f3808df5e92
First observed: Jan 22, 2015
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.