DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
L•• F•••••••• C••••••• L••
Latest filing Jul 31, 2026
First filing on the tape Mar 26, 2012 · 35 filings
SEC status approved since Apr 26, 1975
RAUM
$1.7B
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
97%
$1.6B individuals and HNW
Advisors
31
registered through the firm on IAPD
RAUM per advisor
$54.3M
derived; firm RAUM over IAPD count
Employees
39
22 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$1.7B as of Jul 31, 2026
Mar 26, 2012$897M then
HNW client RAUM$1.5B as of Jul 31, 2026
Mar 28, 2018$1.0B then
State-registered IARs (5.B.3)22 as of Jul 31, 2026
Mar 26, 20120 then
Employees (5.A)39 as of Jul 31, 2026
Mar 27, 201349 then
Private funds4 as of Jul 31, 2026
Mar 26, 201237 then
RAUM +12% over the last fiscal year+13% a year over threeIARs 22 to 22
Practice profile
derived from the filing of Jul 31, 2026; every figure names its basis
Archetypes, each a printed rule
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $54.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 14derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.7MderivedHNW RAUM over HNW clients
- Average account
- $964,167derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 2.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 31.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.4%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $961M, 243 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.5B88%
- Individuals$158M9.4%
- Pension and profit-sharing plans$30.1M1.8%
- Pooled investment vehicles$15.2M0.9%
- Charitable organizations$6.2M0.4%
- Individual clients
- 208reported
- HNW clients
- 220reported
- Pension plan clients
- 11reported
- Charitable clients
- n/areported
- Accounts
- 1,745reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $961M for 243 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.01 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
31 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R•••••• R•••••••• L••Certified Financial Planner, Chartered Financial Analyst | Dallas, Tx | Jan 15, 1988 | 16 y | 0 |
| D•••• R•• B••••Certified Financial Planner, Chartered Financial Analyst | Dallas, Tx | Feb 10, 2000 | 26 y | 0 |
| S•••••• A•• O••••Chartered Financial Analyst | Dallas, Tx | May 3, 2000 | 32 y | 0 |
| J•••• N•••••• B•••••Certified Financial Planner | Dallas, Tx | Apr 25, 2002 | 28 y | 0 |
| J••••••• A•• A••••••••Certified Financial Planner | Dallas, Tx | Apr 29, 2002 | 29 y | 0 |
| C•••••••• S•••••• W•••••••Certified Financial Planner | Dallas, Tx | May 28, 2004 | 23 y | 1 |
| N••••••• S•••• G•••••Certified Financial Planner | Dallas, Tx | Oct 6, 2004 | 24 y | 0 |
| R••••• D•••••• J••••Chartered Financial Analyst | Dallas, Tx | Aug 23, 2006 | 36 y | 1 |
| W•••••• A••••• L••••• | Dallas, Tx | May 17, 2007 | 20 y | 1 |
| J••••• B••••••• L••••••Certified Financial Planner | Dallas, Tx | Dec 12, 2008 | 17 y | 1 |
| D••••• S•••• P••••• | Dallas, Tx | Jul 6, 2009 | 34 y | 3 |
| S•••• H••••Certified Financial Planner | Dallas, Tx | Jan 21, 2010 | 16 y | 0 |
| B••••••• S•••• S•••Certified Financial Planner | Dallas, Tx | Oct 21, 2010 | 16 y | 0 |
| J•••• A•••• R•••• | Dallas, Tx | Jul 29, 2011 | 18 y | 2 |
| E••• M•••••• S•••• | Dallas, Tx | Nov 9, 2012 | 19 y | 0 |
| T••• E•••• W••••Certified Financial Planner | Dallas, Tx | Jan 15, 2020 | 10 y | 0 |
| J•••• R••• Q••••Certified Financial Planner | Dallas, Tx | Feb 10, 2020 | 11 y | 0 |
| M•••••• Y••••• B•••••••Certified Financial Planner | Dallas, Tx | Mar 18, 2020 | 24 y | 4 |
| A•••••••• M•••••••• N••••••••Certified Financial Planner | Dallas, Tx | Mar 10, 2021 | 10 y | 0 |
| A••••••• D•••• A••••••Certified Financial Planner | Dallas, Tx | Jun 17, 2022 | 11 y | 1 |
| R•••••• A••• D•••Chartered Financial Analyst | Dallas, Tx | Aug 26, 2022 | 10 y | 0 |
| M•••• A••••• R••••••••Chartered Financial Analyst | Dallas, Tx | Sep 28, 2022 | 29 y | 0 |
| D••••• R••••• M••••Certified Financial Planner | Dallas, Tx | Dec 2, 2022 | 26 y | 2 |
| J•••• C••••••• O••• | Dallas, Tx | Jun 24, 2023 | 12 y | 3 |
| B•••••• B••••• | Dallas, Tx | May 10, 2024 | 13 y | 0 |
| S••••• C••• | Dallas, Tx | Jun 7, 2024 | 21 y | 0 |
| R••• C••• | Dallas, Tx | Jun 29, 2024 | 13 y | 0 |
| S•••• M•••••• B•••••• | Dallas, Tx | Aug 14, 2024 | 19 y | 0 |
| D••• P•••••• | Dallas, Tx | Jan 9, 2025 | 20 y | 0 |
| M•••••• P••• D••••••••• | Dallas, Tx | Jun 17, 2025 | 15 y | 1 |
| E•••• S•••••Certified Financial Planner | Dallas, Tx | Aug 6, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- T••••• C• C••••• to B•••••• C••••••May 31, 2023 · RIA to RIA
- J•••• C••••••• O••• to F•• S••••••••• C•••••••••Apr 7, 2023 · RIA to affiliated broker-dealer or bank
- M••• W•••••• W••••• to S••••• W••••• A•••••••• L••Jun 1, 2022 · RIA to RIA
- C•••• L••••••• C••••• to B•••••• B•••••••• I•••Apr 5, 2022 · RIA to RIA
- D••• L••• P••••••• to R•• W••••• A•••••••Feb 5, 2020 · RIA to RIA
- L•••• B••• M••••••• to R•• W••••• A•••••••Jul 22, 2019 · RIA to RIA
- K•••• D•• J••••••• to J••••••• W••••• M••••••••• L••Jul 12, 2019 · Other
- D•••• D••• W•••••• to T••• N•••• A•••••••• L••Jul 3, 2019 · RIA to RIA
- F••••••• L••••••• M••••• to R••••••• W••••• M••••••••• L••Jan 2, 2019 · RIA to RIA
- D•••••• L••• Q•••• to L••••••••• A•••••••Jan 2, 2019 · RIA to RIA
- K•••• W•••• to J••• M••••• S••••••••• L••Aug 23, 2017 · Other
- N•••• M•••••• G••••• to G••••• F••••••••• L••Jun 22, 2017 · Other
- M•••••• P•••• Q•••• to V•••• C••••••• I•••May 4, 2016 · Other
- S•••• J•••••• S••••••• to C••••••••• F•••••••• N••••••Oct 12, 2009 · Other
- S••••• T••••• to V•• A••••••• S•••••••Aug 14, 2006 · Other
Joined, latest
- M•••••• P••• D••••••••• from C••••••• S••••• I••••••••• M•••••••••Jun 17, 2025 · Other
- J•••• C••••••• O••• from F•• S••••••••• C•••••••••Jun 24, 2023 · Affiliated broker-dealer or bank to independent RIA
- D••••• R••••• M•••• from C•••••••• F•••••••• P•••••••Dec 2, 2022 · RIA to RIA
- A••••••• D•••• A•••••• from M••••• • S••••••Jun 17, 2022 · RIA to RIA
- C•••• L••••••• C••••• from I• T••••••••• L••Jun 21, 2021 · RIA to RIA
- M•••••• Y••••• B••••••• from L••• P•••• W••••• M••••••••• L••Mar 18, 2020 · RIA to RIA
- J•••• C••••••• O••• from F•••• A••••• A••••••• S•••••••• I•••Apr 13, 2017 · Other
- F••••••• L••••••• M••••• from L•• F•••••••• L••Dec 23, 2016 · Other
- M••• W•••••• W••••• from C••••••• S••••• I••••••••• M•••••••••Oct 28, 2016 · Other
- J•••• A•••• R•••• from U••• F•••••••• P••••••• S•••••••Jul 29, 2011 · Other
- D••••• S•••• P••••• from J••• M••••• I••••••••• M••••••••• I•••Jul 6, 2009 · Other
- C•••••••• S•••••• W••••••• from Q•••• C•••••• M••••••••• I•••May 28, 2004 · Other
- J•••• S•••••• D•••••• from E•••• • Y•••• I••••••••• A••••••• L••Nov 12, 2002 · Other
Private funds
38 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| L•• A•••• L••no longer reported | Hedge Fund | $30.1M | 77 | Mar 26, 2012 |
| L•• E••••• P••• T••• P••••••••• F•••• L••• | Hedge Fund | $13.1M | 15 | Mar 31, 2022 |
| L•• C••••••••• L••no longer reported | Private Equity Fund | $2.9M | 3 | Mar 26, 2012 |
| L•• R•••••• L••no longer reported | Real Estate Fund | $645,331 | 82 | Mar 26, 2012 |
| A••••••• A••••••••• G•••••••• L••• L••no longer reported | Real Estate Fund | $583,414 | 32 | Mar 26, 2012 |
| L•• A••••• P••••••••• L••no longer reported | Real Estate Fund | $558,342 | 1 | Mar 26, 2012 |
| L•• 1••• H•••• F••• L••no longer reported | Other Private Fund | $225,782 | 48 | Mar 26, 2012 |
| L•• B•••••• L••no longer reported | Real Estate Fund | $222,597 | 91 | Mar 26, 2012 |
| L•• H•••••• | Real Estate Fund | $213,232 | 74 | Mar 26, 2012 |
| L•• S•••••• O••••••••• F••• L••no longer reported | Other Private Fund | $202,990 | 44 | Mar 26, 2012 |
| L•• P••••••• G•••• I•no longer reported | Real Estate Fund | $170,485 | 12 | Mar 26, 2012 |
| L•• S••••••• L••no longer reported | Real Estate Fund | $170,292 | 119 | Mar 26, 2012 |
| L•• N•••• L•• | Private Equity Fund | $155,659 | 35 | Mar 26, 2012 |
| L•• A••••••••• L••no longer reported | Private Equity Fund | $139,351 | 87 | Mar 26, 2012 |
| L•• P••••••• L••no longer reported | Real Estate Fund | $129,926 | 58 | Mar 26, 2012 |
| E•••••• P•••••• L••no longer reported | Real Estate Fund | $85,955 | 32 | Mar 26, 2012 |
| L•• M••••• R•••••••• | Private Equity Fund | $83,742 | 29 | Mar 26, 2012 |
| L•• D•••• F••• L••no longer reported | Private Equity Fund | $76,795 | 66 | Mar 26, 2012 |
| L•• O••• L••no longer reported | Private Equity Fund | $56,787 | 66 | Mar 26, 2012 |
| L•• T•••• L••no longer reported | Real Estate Fund | $43,799 | 86 | Mar 26, 2012 |
| L•• O•••• L••no longer reported | Private Equity Fund | $40,998 | 116 | Mar 26, 2012 |
| L•• V••••• F••• L••no longer reported | Private Equity Fund | $40,161 | 53 | Mar 26, 2012 |
| L•• S••••••••• S•••••••••no longer reported | Private Equity Fund | $39,898 | 92 | Mar 26, 2012 |
| L•• O•••• L••no longer reported | Private Equity Fund | $32,466 | 34 | Mar 26, 2012 |
| L•• Q••• W•• S•••• D•• L••no longer reported | Private Equity Fund | $30,105 | 111 | Mar 26, 2012 |
| L•• C••••••no longer reported | Real Estate Fund | $30,064 | 87 | Mar 26, 2012 |
| L•• I••••• P••••••• L••no longer reported | Real Estate Fund | $29,564 | 33 | Mar 26, 2012 |
| L•• O•••••• L••no longer reported | Private Equity Fund | $28,943 | 112 | Mar 26, 2012 |
| L•• E••••• R•••••••• L••no longer reported | Private Equity Fund | $25,603 | 123 | Mar 26, 2012 |
| L•• S••••• R•••••••• L••no longer reported | Private Equity Fund | $18,664 | 43 | Mar 26, 2012 |
| L•• E••••• R•••••• L••no longer reported | Private Equity Fund | $15,236 | 9 | Mar 26, 2012 |
| L•• T••••• P••••••••• F••• L•••no longer reported | Real Estate Fund | $10,548 | 46 | Mar 26, 2012 |
| L•• F•••••• F••• L••no longer reported | Other Private Fund | $4,372 | 52 | Mar 26, 2012 |
| L•• G••••• H•••• L••no longer reported | Other Private Fund | $2,183 | 55 | Mar 26, 2012 |
| L•• P••••••• G•••• L••no longer reported | Real Estate Fund | $0 | 0 | Mar 26, 2012 |
| L•• S••••• E••••• L•••no longer reported | Private Equity Fund | $0 | 0 | Mar 26, 2012 |
| E•••• C•••••• L••no longer reported | Real Estate Fund | $0 | 0 | Mar 26, 2012 |
| L•• S•••••••• P••••••••• F••• L••no longer reported | Private Equity Fund | $0 | 0 | Mar 26, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B••••• D••••• R•• · Senior Portfolio Manager / Ownercontrolsince 12/2020 · owns 10% to 25%
- L••• R••••••• R•••••••• · Chairman, Ceo & Foundercontrolsince 09/2010 · owns less than 5%
- L•••••• W••••••• A••••• · Chief Financial Officercontrolsince 02/2020 · owns 10% to 25%
- P•••••• D•••••• S•••• · Senior Portfolio Manager / Ownercontrolsince 12/2020 · owns 10% to 25%
- S••••• P•••••••• G•••• · Chief Compliance Officercontrolsince 10/2019 · owns less than 5%
- W•••••••• C••••••••• S•••••• · Presidentcontrolsince 02/2020 · owns 10% to 25%
- B•••••• J••••• N•••••• · Director Of Financial P••••••• / Ownersince 01/2023 · owns 5% to 10%
- G•••••• N•••••••• S•••• · Senior Financial Planner / Ownersince 12/2020 · owns 10% to 25%
- S•••• B•••••••• S•••• · Director Of Operations And Client Services / Ownersince 01/2023 · owns 5% to 10%
Entity owners
- L•• H•••••• C•• · Ownerdirect · owns 10% to 25%
- L••• R••••••• R•••••••• · Activeindirect · owns F of L•• H•••••• C••
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Dallas, Tx · principal | 31 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 31, 2026S••••• P•••••••• G•••• (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2022-08-12 and 2026-07-31peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 1,677 to 1,745Jul 11, 2025 to Mar 31, 2026
- HNW clients · 213 to 220Jul 11, 2025 to Mar 31, 2026
- Individual clients · 201 to 208Jul 11, 2025 to Mar 31, 2026
- Pension plan clients · 12 to 11Jul 11, 2025 to Mar 31, 2026
- Pooled vehicle clients · 5 to 4Jul 11, 2025 to Mar 31, 2026
- Assets in custody · $830M to $961MJul 11, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.5B to $1.7BJul 11, 2025 to Mar 31, 2026
- HNW RAUM · $1.3B to $1.5BJul 11, 2025 to Mar 31, 2026
- Individual RAUM · $123M to $158MJul 11, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $13.8M to $30.5MJul 11, 2025 to Mar 31, 2026
- Pension RAUM · $27.7M to $30.1MJul 11, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $13.5M to $15.2MJul 11, 2025 to Mar 31, 2026
- RAUM · $1.5B to $1.7BJul 11, 2025 to Mar 31, 2026
- Financial planning clients · 251-500 to 251-500Mar 30, 2025 to Jul 11, 2025
- Accounts · 1,643 to 1,677Apr 16, 2024 to Mar 30, 2025
- Advisory activities · 6 to 5Apr 16, 2024 to Mar 30, 2025
- HNW clients · 207 to 213Apr 16, 2024 to Mar 30, 2025
- Individual clients · 193 to 201Apr 16, 2024 to Mar 30, 2025
- Pension plan clients · 9 to 12Apr 16, 2024 to Mar 30, 2025
- Pooled vehicle clients · 12 to 5Apr 16, 2024 to Mar 30, 2025
- Assets in custody · $1.3B to $830MApr 16, 2024 to Mar 30, 2025
- Employees · 36 to 39Apr 16, 2024 to Mar 30, 2025
- Private funds · 12 to 4Apr 16, 2024 to Mar 30, 2025
- Discretionary RAUM · $1.3B to $1.5BApr 16, 2024 to Mar 30, 2025
- HNW RAUM · $1.2B to $1.3BApr 16, 2024 to Mar 30, 2025
- Individual RAUM · $102M to $123MApr 16, 2024 to Mar 30, 2025
- Non-discretionary RAUM · $34.4M to $13.8MApr 16, 2024 to Mar 30, 2025
- Pension RAUM · $21.8M to $27.7MApr 16, 2024 to Mar 30, 2025
- Pooled vehicle RAUM · $13.7M to $13.5MApr 16, 2024 to Mar 30, 2025
- RAUM · $1.3B to $1.5BApr 16, 2024 to Mar 30, 2025
- Accounts · 1,483 to 1,643Dec 8, 2023 to Mar 29, 2024
- Advisory employees · 23 to 22Dec 8, 2023 to Mar 29, 2024
- Charity clients · 1.0 to unsetDec 8, 2023 to Mar 29, 2024
- HNW clients · 215 to 207Dec 8, 2023 to Mar 29, 2024
- Pension plan clients · 8 to 9Dec 8, 2023 to Mar 29, 2024
- Pooled vehicle clients · 15 to 12Dec 8, 2023 to Mar 29, 2024
- Assets in custody · $1.2B to $1.3BDec 8, 2023 to Mar 29, 2024
- Employees · 35 to 36Dec 8, 2023 to Mar 29, 2024
- State-registered IARs · 23 to 22Dec 8, 2023 to Mar 29, 2024
- Private funds · 15 to 12Dec 8, 2023 to Mar 29, 2024
Signals
12 dated events
- T••••• C• C••••• left L•• F•••••••• C••••••• L•• for B•••••• C•••••• (registered 2024-02-12)May 31, 2023 · Advisor changed firm · fact
- J•••• C••••••• O••• left L•• F•••••••• C••••••• L•• for F•• S••••••••• C••••••••• (registered 2023-05-04)Apr 7, 2023 · Advisor changed firm · fact
- Wendall Mark Whidby (Chief Investment Officer) no longer on Schedule A of L•• F•••••••• C••••••• L•• (listed 2022-03-31, absent 2022-06-22)Jun 22, 2022 · Control person left · inference
- M••• W•••••• W••••• left L•• F•••••••• C••••••• L•• for S••••• W••••• A•••••••• L•• (registered 2022-06-08)Jun 1, 2022 · Advisor changed firm · fact
- C•••• L••••••• C••••• left L•• F•••••••• C••••••• L•• for B•••••• B•••••••• I••• (registered 2022-06-01)Apr 5, 2022 · Advisor changed firm · fact
- Albert William Luckey (Chief Financial Officer) appeared on Schedule A of L•• F•••••••• C••••••• L••Feb 28, 2020 · Control person joined · fact
- Lynn D••• Pingenot (President/Secretary/Senior Financial Planner) no longer on Schedule A of L•• F•••••••• C••••••• L•• (listed 2019-11-15, absent 2020-02-28)Feb 28, 2020 · Control person left · inference
- Ensley Julie Toler (Chief Compliance Officer) no longer on Schedule A of L•• F•••••••• C••••••• L•• (listed 2019-07-03, absent 2019-11-15)Nov 15, 2019 · Control person left · inference
- Patricia Gamez Stoll (Chief Compliance Officer) appeared on Schedule A of L•• F•••••••• C••••••• L••Nov 15, 2019 · Control person joined · fact
- Dawn Dusty Wallace (Chief Compliance Officer) no longer on Schedule A of L•• F•••••••• C••••••• L•• (listed 2019-03-27, absent 2019-07-03)Jul 3, 2019 · Control person left · inference
- Ensley Julie Toler (Chief Compliance Officer) appeared on Schedule A of L•• F•••••••• C••••••• L••Jul 3, 2019 · Control person joined · fact
- L•• F•••••••• C••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Mar 30, 2016 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
- L•• F•••••••• C••••••• L•• · Independent Sponsorsshared crd · capital_provider
- L•• F•••••••• C••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business phone
- 972-960-1001reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/leefinancialadvisorreportedpublic record, Form ADV, Sep 18, 2026
- Website
- LEEFIN.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 972-960-1001reportedpublic record, Form ADV, Jul 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $54.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
L•• F•••••••• C••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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