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J•••• D••• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

J•••• D••• L•••

Advisor at I••••• P••••••• L••

SAN CLEMENTE, CA | Natchitoches, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5b617ca5-804e-152e-1541-9de621078687

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 2
On other graphs: 0
Observed: Oct 29, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I••••• P••••••• L••	Independent wealth	Apr 3, 2024	n/a	yes	SAN CLEMENTE, CA\|Natchitoches, LA	Current employment
S•••••••• A•••••• N••••••	Independent wealth	Jul 17, 2023	Oct 11, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• A•••••• N••••••	I••••• P••••••• L••	Oct 11, 2023	Apr 3, 2024	175	Firm change	RIA to RIA
A•••••••• C•••••• M•••••••••	S•••••••• A•••••• N••••••	Jun 22, 2022

Relationships

Registered with (11)

→ I••••• P••••••• L••Registered adviserregistration: current employment
Apr 3, 2024 to presentfactForm ADV
→ S•••••••• A•••••• N••••••Registered adviserregistration: previous registration
Jul 17, 2023 to Oct 11, 2023factForm ADV
→ A•••••••• C•••••• M•••••••••Registered adviserregistration: previous registration
Nov 16, 2021 to Jun 22, 2022factForm ADV
→ B•••• W•••••• L••

Dated events

Occurred
Oct 11, 2023
A•••••• firm change
J•••• D••• L••• left S•••••••• A•••••• N•••••• for I••••• P••••••• L•• (registered 2024-04-03)
Form ADVobserved 7 days ago
Occurred
Jun 22, 2022
A•••••• firm change
J•••• D••• L••• left A•••••••• C•••••• M••••••••• for S•••••••• A•••••• N•••••• (registered 2023-07-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5b617ca5-804e-152e-1541-9de621078687
First observed: Oct 29, 2015
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.