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RIA / WealthAdvisorCertified Financial Planner10 years in industry

Philip Thomas Alford

Advisor at FACET

Johnson City, TN | WEST PALM BEACH, FL

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Search this name across graphsid dfx:ria:5c168c3d-757d-6d22-9d23-7fa93a64be6b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 4
On other graphs: 0
Observed: Jun 6, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FACET
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: May 16, 2025
First registration: Jun 6, 2016
Dual registered: no
Other names: Philip T Alford|Philip Alford|Philip Thomas Alford
IAPD individual key: 6622770

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Facet	Independent wealth	Aug 18, 2026	n/a	yes	Johnson City, TN\|WEST PALM BEACH, FL	Current employment
ON INVESTMENT MANAGEMENT CO	Bd affiliated wealth	Jun 30, 2025	Aug 6, 2026	no	Blountville, TN	Previous registration
EDWARD JONES	National bd RIA	Apr 21, 2025	Jun 23, 2025	no	ELIZABETHTON, TN	Previous registration
VALUES FIRST ADVISORS, INC.	Independent wealth	Feb 14, 2023	Apr 21, 2025	no	JOHNSON CITY, TN	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jun 30, 2020	Dec 7, 2022	no	JOHNSON CITY, TN	Previous registration
EDWARD JONES	National bd RIA	Jun 6, 2016	May 14, 2020	no	Maryland Heights, MO\|Maryland Heights, MO\|MORGANTON, NC\|Hattiesburg, MS\|ST LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ON INVESTMENT MANAGEMENT CO	Facet	Aug 6, 2026	Aug 18, 2026	12	Firm change	Ibd to RIA
EDWARD JONES	ON INVESTMENT MANAGEMENT CO	Jun 23, 2025	Jun 30, 2025	7	Firm change	Ibd to ibd
VALUES FIRST ADVISORS, INC.	EDWARD JONES	Apr 21, 2025	Apr 21, 2025	0	Firm change	RIA to ibd
FIDELITY PERSONAL AND WORKPLACE ADVISORS	VALUES FIRST ADVISORS, INC.	Dec 7, 2022	Feb 14, 2023	69	Firm change	Ibd to RIA
EDWARD JONES	FIDELITY PERSONAL AND WORKPLACE ADVISORS	May 14, 2020	Jun 30, 2020	47	Firm change	Ibd to ibd

Relationships

Registered with (5)

→ FACETRegistered adviserregistration: current employment
Aug 18, 2026 to presentfactForm ADV
→ ON INVESTMENT MANAGEMENT CORegistered adviserregistration: previous registration
Jun 30, 2025 to Aug 6, 2026factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Apr 21, 2025 to Jun 23, 2025factForm ADV
→ VALUES FIRST ADVISORS, INC.Registered adviserregistration: previous registration
Feb 14, 2023 to Apr 21, 2025factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jun 30, 2020 to Dec 7, 2022factForm ADV

Dated events

Occurred
Aug 6, 2026
Advisor changed firm
Philip Thomas Alford left On Investment Management Co for Facet (registered 2026-08-18)
Form ADVobserved 6 days ago
Occurred
Jun 23, 2025
Advisor changed firm
Philip Thomas Alford left Edward Jones for On Investment Management Co (registered 2025-06-30)
Form ADVobserved 6 days ago
Occurred
Apr 21, 2025
Advisor changed firm
Philip Thomas Alford left Values First Advisors, Inc. for Edward Jones (registered 2025-04-21)
Form ADVobserved 6 days ago
Occurred
Dec 7, 2022
Advisor changed firm
Philip Thomas Alford left Fidelity Personal And Workplace Advisors for Values First Advisors, Inc. (registered 2023-02-14)
Form ADVobserved 6 days ago