DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Philip Thomas Alford

Facetindependent RIAJohnson City, Tn IA-onlyIAPD 6622770

Certified Financial Planner

Feed of 09/15/2026

Also filed as Philip T Alford

At current firm

0 y

since Aug 18, 2026

In the industry

10 y

since Mar 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Facet independent RIA current
since Aug 18, 2026 · Johnson City, Tn
On Investment Management Co BD affiliated
Jun 30, 2025 to Aug 6, 2026 · Blountville, Tn
Edward Jones national BD
Apr 21, 2025 to Jun 23, 2025 · Elizabethton, Tn
Values First Advisors, Inc. independent RIA
Feb 14, 2023 to Apr 21, 2025 · Johnson City, Tn
Fidelity Personal And Workplace Advisors former
Jun 30, 2020 to Dec 7, 2022 · Johnson City, Tn
Edward Jones national BD
Jun 6, 2016 to May 14, 2020 · Maryland Heights, Mo

Moves

a registration end followed by a registration begin elsewhere

On Investment Management Co to Facet
left Aug 6, 2026, registered Aug 18, 2026 (12 days) · Affiliated broker-dealer or bank to independent RIA
Edward Jones to On Investment Management Co
left Jun 23, 2025, registered Jun 30, 2025 (7 days) · Affiliated broker-dealer or bank to another
Values First Advisors, Inc. to Edward Jones
left Apr 21, 2025, registered Apr 21, 2025 (0 days) · RIA to affiliated broker-dealer or bank
Fidelity Personal And Workplace Advisors to Values First Advisors, Inc.
left Dec 7, 2022, registered Feb 14, 2023 (69 days) · Affiliated broker-dealer or bank to independent RIA
Edward Jones to Fidelity Personal And Workplace Advisors
left May 14, 2020, registered Jun 30, 2020 (47 days) · Affiliated broker-dealer or bank to another

Signals

Philip Thomas Alford left On Investment Management Co for Facet (registered 2026-08-18)
Aug 6, 2026 · Advisor changed firm · fact
Philip Thomas Alford left Edward Jones for On Investment Management Co (registered 2025-06-30)
Jun 23, 2025 · Advisor changed firm · fact
Philip Thomas Alford left Values First Advisors, Inc. for Edward Jones (registered 2025-04-21)
Apr 21, 2025 · Advisor changed firm · fact
Philip Thomas Alford left Fidelity Personal And Workplace Advisors for Values First Advisors, Inc. (registered 2023-02-14)
Dec 7, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address