DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S•••••• F••••• F•••••••• A•••••••
BLOOMINGTON, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••••• F••••• F•••••••• A••••••• | Independent wealth | Apr 30, 2026 | n/a | yes | BLOOMINGTON, MN | Current employment |
| T••••••••• R••••••••• A•••••••• L•• | Bd affiliated wealth | Jan 3, 2014 | Oct 3, 2019 | no | ST. PAUL, MN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T••••••••• R••••••••• A•••••••• L•• | S•••••• F••••• F•••••••• A••••••• | Oct 3, 2019 | Apr 30, 2026 | 2,401 | Firm change after gap | Ibd to RIA |
| T••••••••• F•••••••• A•••••••• L•• | T••••••••• R••••••••• A•••••••• L•• | Dec 31, 2013 | Jan 3, 2014 |
| T••••••••• F•••••••• A•••••••• L•• | Bd affiliated wealth | Aug 18, 2009 | Dec 31, 2013 | no | CEDAR RAPIDS, IA|ST. PAUL, MN | Previous registration |
| V•••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Aug 21, 2008 | Jul 23, 2009 | no | EDINA, MN | Previous registration |
| G••••••• I••••••••• L•• | Independent wealth | Apr 24, 2007 | May 29, 2007 | no | BAXLER, MN | Previous registration |
| 3 |
| Firm change |
| Other |
| V•••• F•••••••• A•••••••• I••• | T••••••••• F•••••••• A•••••••• L•• | Jul 23, 2009 | Aug 18, 2009 | 26 | Firm change | Other |
| G••••••• I••••••••• L•• | V•••• F•••••••• A•••••••• I••• | May 29, 2007 | Aug 21, 2008 | 450 | Firm change after gap | Other |