RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• A•••• L••••••••
- S•••••• F••••• F•••••••• A••••••• independent RIA currentsince Apr 30, 2026 · Bloomington, Mn
- T••••••••• R••••••••• A•••••••• L•• BD affiliatedJan 3, 2014 to Oct 3, 2019 · St. Paul, Mn
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedAug 18, 2009 to Dec 31, 2013 · Cedar Rapids, Ia
- V•••• F•••••••• A•••••••• I••• BD affiliatedAug 21, 2008 to Jul 23, 2009 · Edina, Mn
- G••••••• I••••••••• L•• independent RIAApr 24, 2007 to May 29, 2007 · Baxler, Mn
- T••••••••• R••••••••• A•••••••• L•• to S•••••• F••••• F•••••••• A•••••••left Oct 3, 2019, registered Apr 30, 2026 (2401 days) · Affiliated broker-dealer or bank to independent RIA
- T••••••••• F•••••••• A•••••••• L•• to T••••••••• R••••••••• A•••••••• L••left Dec 31, 2013, registered Jan 3, 2014 (3 days) · Other
- V•••• F•••••••• A•••••••• I••• to T••••••••• F•••••••• A•••••••• L••left Jul 23, 2009, registered Aug 18, 2009 (26 days) · Other
- G••••••• I••••••••• L•• to V•••• F•••••••• A•••••••• I•••left May 29, 2007, registered Aug 21, 2008 (450 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address