RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• S•••• D•••••••
- S•••• independent RIA currentsince Jul 31, 2026 · Warwick, Ri
- P••• P••••• W••••• M••••••••• independent RIAOct 20, 2024 to Sep 2, 2026 · Providence, Ri
- P••• P••••• W••••• M••••••••• L•• unclassifiedSep 22, 2016 to Dec 31, 2024 · Providence, Ri
- M••••• S•••••• wirehouseJun 1, 2009 to Nov 11, 2009 · Providence, Ri
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jun 1, 2009 · Providence, Ri
- M••••• S•••••• D• I••• unclassifiedMay 23, 2006 to Apr 2, 2007 · Providence, Ri
- P••• P••••• W••••• M••••••••• to S••••left Sep 2, 2026, registered Jul 31, 2026 (-33 days) · RIA to RIA
- P••• P••••• W••••• M••••••••• L•• to P••• P••••• W••••• M•••••••••left Dec 31, 2024, registered Oct 20, 2024 (-72 days) · Other
- M••••• S•••••• to P••• P••••• W••••• M••••••••• L••left Nov 11, 2009, registered Sep 22, 2016 (2507 days) · Other
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- B•••• S•••• D••••••• left P••• P••••• W••••• M••••••••• for Savvy (registered 2026-07-31)Sep 2, 2026 · Advisor changed firm · fact
- B•••• S•••• D••••••• left P••• P••••• W••••• M••••••••• L•• for P••• P••••• W••••• M••••••••• (registered 2024-10-20)Dec 31, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address