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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

Bruce Edward Davis

Advisor at J.P. MORGAN SECURITIES LLC

Irvine, CA | Denver, CO

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Search this name across graphsid dfx:ria:5c4690af-a70a-dcaa-4e13-d5d6fc9313fe

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Oct 19, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 25, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jun 25, 1998
First registration: Oct 19, 2000
Dual registered: yes, broker-dealer
Other names: BRUCE EDWARD DAVIS|BRUCE EDWARD DAVIS|Bruce Davis
IAPD individual key: 3052829

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Apr 2, 2026	n/a	yes	Denver, CO\|Irvine, CA	Current employment
BUCK WEALTH STRATEGIES, LLC	Independent wealth	Aug 26, 2024	Apr 7, 2026	no	DENVER, CO	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Oct 29, 2021	Jul 25, 2024	no	Aurora, CO\|NEWARK, NJ\|Minneapolis, MN\|Aurora, CO	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Sep 5, 2013	Nov 13, 2020	no	Glendale, CO\|AURORA, CO	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Aug 19, 2010	Aug 30, 2013	no	DENVER, CO	Previous registration
CURIAN CAPITAL, LLC	Former SEC adviser	Oct 26, 2007	Aug 2, 2010	no	DENVER, CO	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Jul 20, 2006	Aug 20, 2007	no	DENVER, CO	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Jun 11, 2004	Jul 11, 2006	no	ENGLEWOOD, CO\|ENLGEWOOD, CO	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Aug 27, 2002	Dec 17, 2002	no	ENGLEWOOD, CO	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 19, 2000	Aug 2, 2002	no	ENGLEWOOD, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BUCK WEALTH STRATEGIES, LLC	J.P. MORGAN SECURITIES LLC	Apr 7, 2026	Apr 2, 2026	-5	Firm change	RIA to wirehouse
PRUCO SECURITIES, LLC	BUCK WEALTH STRATEGIES, LLC	Jul 25, 2024	Aug 26, 2024	32	Firm change	Ibd to RIA
ADVICE AND PLANNING SERVICES	PRUCO SECURITIES, LLC	Nov 13, 2020	Oct 29, 2021	350	Firm change	Ibd to ibd
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	ADVICE AND PLANNING SERVICES	Aug 30, 2013	Sep 5, 2013	6	Firm change	Other
CURIAN CAPITAL, LLC	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Aug 2, 2010	Aug 19, 2010	17	Firm change	Other
MML INVESTORS SERVICES, LLC	CURIAN CAPITAL, LLC	Aug 20, 2007	Oct 26, 2007	67	Firm change	Other
PRUCO SECURITIES, LLC	MML INVESTORS SERVICES, LLC	Jul 11, 2006	Jul 20, 2006	9	Firm change	Other
PARK AVENUE SECURITIES LLC	PRUCO SECURITIES, LLC	Dec 17, 2002	Jun 11, 2004	542	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	PARK AVENUE SECURITIES LLC	Aug 2, 2002	Aug 27, 2002	25	Firm change	Other

Relationships

Registered with (9)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Apr 2, 2026 to presentfactForm ADV
→ BUCK WEALTH STRATEGIES, LLCRegistered adviserregistration: previous registration
Aug 26, 2024 to Apr 7, 2026factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Oct 29, 2021 to Jul 25, 2024factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Sep 5, 2013 to Nov 13, 2020factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Aug 19, 2010 to Aug 30, 2013factForm ADV
→ CURIAN CAPITAL, LLCRegistered adviserregistration: previous registration
Oct 26, 2007 to Aug 2, 2010factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Jul 20, 2006 to Aug 20, 2007factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Aug 27, 2002 to Dec 17, 2002factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 19, 2000 to Aug 2, 2002factForm ADV

Dated events

Occurred
Apr 7, 2026
Advisor changed firm
Bruce Edward Davis left Buck Wealth Strategies, Llc for J.P. Morgan Securities Llc (registered 2026-04-02)
Form ADVobserved 5 days ago
Occurred
Jul 25, 2024
Advisor changed firm
Bruce Edward Davis left Pruco Securities, Llc for Buck Wealth Strategies, Llc (registered 2024-08-26)
Form ADVobserved 5 days ago