DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Bruce Edward Davis

J.P. Morgan Securities LLCwirehouseIrvine, Ca dual registrantIAPD 3052829

Feed of 09/14/2026

Also filed as Bruce Edward Davis

At current firm

0 y

since Apr 2, 2026

In the industry

28 y

since Jun 25, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J.P. Morgan Securities LLC wirehouse current
since Apr 2, 2026 · Denver, Co
Buck Wealth Strategies, LLC independent RIA
Aug 26, 2024 to Apr 7, 2026 · Denver, Co
Pruco Securities, LLC no RAUM
Oct 29, 2021 to Jul 25, 2024 · Aurora, Co
Advice And Planning Services BD affiliated
Sep 5, 2013 to Nov 13, 2020 · Glendale, Co
National Planning Corporation ("Npc Of America" In Fl & Ny) former
Aug 19, 2010 to Aug 30, 2013 · Denver, Co
Curian Capital, LLC former
Oct 26, 2007 to Aug 2, 2010 · Denver, Co
MML Investors Services, LLC BD affiliated
Jul 20, 2006 to Aug 20, 2007 · Denver, Co
Pruco Securities, LLC no RAUM
Jun 11, 2004 to Jul 11, 2006 · Englewood, Co
Park Avenue Securities LLC BD affiliated
Aug 27, 2002 to Dec 17, 2002 · Englewood, Co
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Oct 19, 2000 to Aug 2, 2002 · Englewood, Co

Moves

a registration end followed by a registration begin elsewhere

Buck Wealth Strategies, LLC to J.P. Morgan Securities LLC
left Apr 7, 2026, registered Apr 2, 2026 (-5 days) · RIA to wirehouse
Pruco Securities, LLC to Buck Wealth Strategies, LLC
left Jul 25, 2024, registered Aug 26, 2024 (32 days) · Affiliated broker-dealer or bank to independent RIA
Advice And Planning Services to Pruco Securities, LLC
left Nov 13, 2020, registered Oct 29, 2021 (350 days) · Affiliated broker-dealer or bank to another
National Planning Corporation ("Npc Of America" In Fl & Ny) to Advice And Planning Services
left Aug 30, 2013, registered Sep 5, 2013 (6 days) · Other
Curian Capital, LLC to National Planning Corporation ("Npc Of America" In Fl & Ny)
left Aug 2, 2010, registered Aug 19, 2010 (17 days) · Other
MML Investors Services, LLC to Curian Capital, LLC
left Aug 20, 2007, registered Oct 26, 2007 (67 days) · Other
Pruco Securities, LLC to MML Investors Services, LLC
left Jul 11, 2006, registered Jul 20, 2006 (9 days) · Other
Park Avenue Securities LLC to Pruco Securities, LLC
left Dec 17, 2002, registered Jun 11, 2004 (542 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Park Avenue Securities LLC
left Aug 2, 2002, registered Aug 27, 2002 (25 days) · Other

Signals

Bruce Edward Davis left Buck Wealth Strategies, Llc for J.P. Morgan Securities Llc (registered 2026-04-02)
Apr 7, 2026 · Advisor changed firm · fact
Bruce Edward Davis left Pruco Securities, Llc for Buck Wealth Strategies, Llc (registered 2024-08-26)
Jul 25, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address