DFX Intelligence

P•••• C•••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

P•••• C•••• M••••••

Advisor at B••••••••• W••••• A•••••••• L••

WHEATON, IL | Sequim, WA

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Search this name across graphsid dfx:ria:5c62dac3-318b-d086-79e1-ba6d687d1c5c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 15, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••••• W••••• A•••••••• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Feb 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••••• W••••• A•••••••• L••	No RAUM reported	Feb 12, 2025	n/a	yes	WHEATON, IL\|Sequim, WA	Current employment
E•••••••• C•••••• A•••••••	Independent wealth	Dec 16, 2015	Apr 4, 2018	no	BEND, OR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• C•••••• A•••••••	B••••••••• W••••• A•••••••• L••	Apr 4, 2018	Feb 12, 2025	2,506	Firm change after gap	Other
G••••• F•••••••• P•••••• C••••••• I•••	E•••••••• C•••••• A•••••••	Jul 21, 2017	Dec 16, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
132070:171473:FL:2017-07-21	Jul 21, 2017	Dec 16, 2015	SARASOTA, FL	Firm change after gap

Relationships

Registered with (5)

→ B••••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Feb 12, 2025 to presentfactForm ADV
→ E•••••••• C•••••• A•••••••Registered adviserregistration: previous registration
Dec 16, 2015 to Apr 4, 2018factForm ADV
→ G••••• F•••••••• P•••••• C••••••• I•••Registered adviserregistration: previous registration
Jun 26, 2012 to Jul 21, 2017factForm ADV
→ M• G••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5c62dac3-318b-d086-79e1-ba6d687d1c5c
First observed: Feb 15, 2012
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.