RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• C•••• M••••••
- B••••••••• W••••• A•••••••• L•• no RAUM currentsince Feb 12, 2025 · Wheaton, Il
- E•••••••• C•••••• A••••••• independent RIADec 16, 2015 to Apr 4, 2018 · Bend, Or
- G••••• F•••••••• P•••••• C••••••• I••• formerJun 26, 2012 to Jul 21, 2017 · Bend, Or
- B••••••••• C•••••• M••••••••• L•• independent RIAFeb 21, 2012 to Jun 25, 2012 · Bend, Or
- M• G•••• mixed wealthFeb 15, 2012 to Dec 11, 2012 · Winter Garden, Fl
- E•••••••• C•••••• A••••••• to B••••••••• W••••• A•••••••• L••left Apr 4, 2018, registered Feb 12, 2025 (2506 days) · Other
- G••••• F•••••••• P•••••• C••••••• I••• to E•••••••• C•••••• A•••••••left Jul 21, 2017, registered Dec 16, 2015 (-583 days) · Other · moved with a team
- M• G•••• to B••••••••• C•••••• M••••••••• L••left Dec 11, 2012, registered Feb 21, 2012 (-294 days) · Other
- B••••••••• C•••••• M••••••••• L•• to G••••• F•••••••• P•••••• C••••••• I•••left Jun 25, 2012, registered Jun 26, 2012 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address