DFX Intelligence

C••• T••••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

C••• T••••• R•••

Advisor at O•••••• C••••••• L••

RICHARDSON, TX

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Search this name across graphsid dfx:ria:5cac0e05-4857-2314-f682-5a40317f0bd7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 2, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••• C••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••• C••••••• L••	State registered	Nov 11, 2020	n/a	yes	RICHARDSON, TX	Current employment
L• C•••••• W••••• M•••••••••	n/a	Aug 5, 2019	Nov 11, 2020	no	CARROLLTON, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L• C•••••• W••••• M•••••••••	O•••••• C••••••• L••	Nov 11, 2020	Nov 11, 2020	0	Firm change	Other
S••••••••• W•••••	L• C•••••• W••••• M•••••••••	Aug 15, 2019	Aug 5, 2019

Relationships

Registered with (5)

→ O•••••• C••••••• L••Registered adviserregistration: current employment
Nov 11, 2020 to presentfactForm ADV
→ L• C•••••• W••••• M•••••••••Registered adviserregistration: previous registration
Aug 5, 2019 to Nov 11, 2020factForm ADV
→ S••••••••• W•••••Registered adviserregistration: previous registration
Apr 16, 2019 to Aug 15, 2019factForm ADV
→ W••••• W•••• A•••••••• I••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5cac0e05-4857-2314-f682-5a40317f0bd7
First observed: Sep 2, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.