RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Chad Truman Rose
- Professional profile
- linkedin.com/in/chad-rose-mbareportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- Olympus Capital, LLC state registered currentsince Nov 11, 2020 · Richardson, Tx
- La Capital Wealth Management unclassifiedAug 5, 2019 to Nov 11, 2020 · Carrollton, Tx
- Simplicity Wealth mixed wealthApr 16, 2019 to Aug 15, 2019 · Carrollton, Tx
- Wealth Watch Advisors, Inc independent RIAJan 14, 2019 to Jul 1, 2019 · Carrollton, Tx
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSep 2, 2016 to Dec 3, 2018 · Dallas, Tx
- La Capital Wealth Management to Olympus Capital, LLCleft Nov 11, 2020, registered Nov 11, 2020 (0 days) · Other
- Simplicity Wealth to La Capital Wealth Managementleft Aug 15, 2019, registered Aug 5, 2019 (-10 days) · Other
- Wealth Watch Advisors, Inc to Simplicity Wealthleft Jul 1, 2019, registered Apr 16, 2019 (-76 days) · RIA to a newly registered adviser
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Wealth Watch Advisors, Incleft Dec 3, 2018, registered Jan 14, 2019 (42 days) · Wirehouse to independent RIA
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address