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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

GAVION, LLC

CRD 167807

MEMPHIS, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5ce15370-60bd-df32-0252-be653bb0eac0

Data as of Jul 16, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 1
On other graphs: 1
Observed: May 9, 2013 to Jul 16, 2019
20 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Gavion, LLC

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $218MItem 5.F on the latest filing (2019-07-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $218M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 12
Advisory employees: 12
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 13
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $0gross asset value as reported per fund; never fund size
Custody, client assets: $0
SEC number: 801-78065
CRD: 167807
Filings on the tape: 20
First filed: May 9, 2013
Latest filed: Jul 16, 2019
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
INTERSECTION IMPACT FUND I, LLC	Other Private Fund	$0	Jul 16, 2019	1	Nov 2, 2017	reported	021-296376

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FORTAS, MILES, SLOCUM	CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER	B	yes	04/2013	May 9, 2013	Jul 16, 2019
JONES, BRIAN, L	President	B	yes	04/2013	May 9, 2013	Jul 16, 2019
LONGFIELD, ROBERT, ALAN	CHIEF EXECUTIVE OFFICER	C	yes	04/2013	May 9, 2013	Jul 16, 2019
FOLEY, KEVIN, T.	Owner	B	no	12/2013	Mar 28, 2014	Jul 16, 2019
JANECEK, IAN, M	SENIOR CONSULTANT	A	no	12/2013	Mar 28, 2014	Jul 16, 2019
PERDZOCK, MICHAEL, EDWARD	SENIOR CONSULTANT	A	no	12/2013	Mar 28, 2014	Jul 16, 2019
WILLIAMS, CURTIS, WAYNE	SENIOR CONSULTANT	A	no	12/2013	Mar 28, 2014	Jul 16, 2019

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 26, 2019	$218M	$218M	12	12	1	1	$0
2017	Mar 27, 2018	$179M	$179M	20	14	1	1	$0
2016	Mar 24, 2017	$118M	$118M	20	14	n/a	n/a	n/a
2015	Mar 30, 2016	$99.8M	$99.8M	17	14	n/a	n/a	n/a
2014	Mar 31, 2015	$108M	$108M	18	12	n/a	n/a	n/a
2013	Mar 28, 2014	$20B	$41.5M	19	14	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$218M	$179M	21.7%	$99.8M	29.8%	12	20	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CBIZ INVESTMENT ADVISORY SERVICES, LLC	6	Dec 11, 2019	Jul 31, 2019	MEMPHIS, TN	Firm absorbed	Other	100.0%

Relationships

Advises (1)

→ INTERSECTION IMPACT FUND I, LLCPrivate fundOther Private Fund, IA
Nov 2, 2017 to presentfactForm ADV

Controls (3)

← LONGFIELD, ROBERT, ALANOwnerCHIEF EXECUTIVE OFFICER, ownership code C, individual
May 9, 2013 to presentfactForm ADV
← JONES, BRIAN, LOwnerPRESIDENT, ownership code B, individual
May 9, 2013 to presentfactForm ADV
← FORTAS, MILES, SLOCUMOwnerCHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER, ownership code B, individual
May 9, 2013 to presentfactForm ADV

Owns (4)

← PERDZOCK, MICHAEL, EDWARDOwnerSENIOR CONSULTANT, ownership code A, individual
Mar 28, 2014 to presentfactForm ADV
← JANECEK, IAN, MOwnerSENIOR CONSULTANT, ownership code A, individual
Mar 28, 2014 to presentfactForm ADV
← WILLIAMS, CURTIS, WAYNEOwnerSENIOR CONSULTANT, ownership code A, individual
Mar 28, 2014 to presentfactForm ADV
← FOLEY, KEVIN, T.OwnerOWNER, ownership code B, individual
Mar 28, 2014 to presentfactForm ADV

Registered with (6)

← ROBERT ALAN LONGFIELDAdvisorregistration: previous registration
Oct 3, 2013 to Dec 11, 2019factForm ADV
← MICHAEL EDWARD PERDZOCKAdvisorregistration: previous registration
Oct 3, 2013 to Dec 11, 2019factForm ADV
← BRIAN L JONESAdvisorregistration: previous registration
Oct 3, 2013 to Dec 11, 2019factForm ADV
← JEFFREY FORREST BARNESAdvisorregistration: previous registration
Sep 16, 2015 to Dec 11, 2019factForm ADV
← IAN M JANECEKAdvisorregistration: previous registration
Oct 3, 2013 to Dec 11, 2019factForm ADV
← SCOTT ALAN ARNWINEAdvisorregistration: previous registration
Sep 16, 2013 to Dec 11, 2019factForm ADV

Moved with (1)

→ CBIZ INVESTMENT ADVISORY SERVICES, LLCRegistered adviser6 advisors, firm absorbed, same day
Dec 11, 2019 to Jul 31, 2019factForm ADV

Dated events

Occurred
May 9, 2013
First Form ADV filing
Gavion, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5ce15370-60bd-df32-0252-be653bb0eac0
First observed: May 9, 2013
Last observed: Jul 16, 2019 87 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GAVION, LLC

CRD 167807

MEMPHIS, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5ce15370-60bd-df32-0252-be653bb0eac0

Data as of Jul 16, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:58 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

INTERSECTION IMPACT FUND I, LLC

Other Private Fund

Jul 16, 2019

Nov 2, 2017

reported

021-296376

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FORTAS, MILES, SLOCUM

CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER

yes

04/2013

May 9, 2013

Jul 16, 2019

JONES, BRIAN, L

President

yes

04/2013

May 9, 2013

Jul 16, 2019

LONGFIELD, ROBERT, ALAN

CHIEF EXECUTIVE OFFICER

yes

04/2013

May 9, 2013

Jul 16, 2019

FOLEY, KEVIN, T.

Owner

12/2013

Mar 28, 2014

Jul 16, 2019

JANECEK, IAN, M

SENIOR CONSULTANT

12/2013

Mar 28, 2014

Jul 16, 2019

PERDZOCK, MICHAEL, EDWARD

SENIOR CONSULTANT

12/2013

Mar 28, 2014

Jul 16, 2019

WILLIAMS, CURTIS, WAYNE

SENIOR CONSULTANT

12/2013

Mar 28, 2014

Jul 16, 2019

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 26, 2019

$218M

2017

Mar 27, 2018

$179M

2016

Mar 24, 2017

$118M

n/a

2015

Mar 30, 2016

$99.8M

n/a

2014

Mar 31, 2015

$108M

n/a

2013

Mar 28, 2014

$20B

$41.5M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$218M

$179M

21.7%

$99.8M

29.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CBIZ INVESTMENT ADVISORY SERVICES, LLC

Dec 11, 2019

Jul 31, 2019

MEMPHIS, TN

Firm absorbed

Other

100.0%