DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Gavion, LLC

Former SEC-registered adviserMemphis, TennesseeCRD 167807SEC 801-78065IAPD
Latest filing Jul 16, 2019
First filing on the tape May 9, 2013 · 20 filings
RAUM
$218M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
12 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$218M as of Mar 26, 2019
Mar 28, 2014$20B then
HNW client RAUM: no history
State-registered IARs (5.B.3)7 as of Mar 26, 2019
Mar 28, 20146 then
Employees (5.A)12 as of Mar 26, 2019
Mar 28, 201419 then
Private funds1 as of Mar 26, 2019
Mar 27, 20181 then
RAUM +22% over the last fiscal year+30% a year over threeIARs 8 to 7
Practice profile
derived from the filing of Jul 16, 2019; every figure names its basis
RAUM per advisor
$31.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$16.8MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
94%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.7derivedItem 5.A over advisors
Advisors per office
3.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+22%derivedbetween the last two annual amendments
Advisor growth, one year
-13%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehicles, pension consulting, selection of other advisers, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pension and profit-sharing plans$139M64%
  • Charitable organizations$66.8M31%
  • Corporations and businesses$12.5M5.7%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
10reported
Charitable clients
n/areported
Accounts
13reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    1 reported on Schedule D 7.B.(1)
    FundTypeGross assetsOwnersFirst reported
    Intersection Impact Fund I, LLCOther Private Fund$01Nov 2, 2017
    Owners and control persons
    Schedule A and B, latest filing
    • Slocum Miles Fortas · Chief Financial Officer / Chief Compliance Officercontrol
      since 04/2013 · owns 10% to 25%
    • L Brian Jones · Presidentcontrol
      since 04/2013 · owns 10% to 25%
    • Alan Robert Longfield · Chief Executive Officercontrol
      since 04/2013 · owns 25% to 50%
    • T. Kevin Foley · Owner
      since 12/2013 · owns 10% to 25%
    • M Ian Janecek · Senior Consultant
      since 12/2013 · owns 5% to 10%
    • Edward Michael Perdzock · Senior Consultant
      since 12/2013 · owns 5% to 10%
    • Wayne Curtis Williams · Senior Consultant
      since 12/2013 · owns 5% to 10%
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 15 to 13
      Mar 27, 2018 to Mar 26, 2019
    • Advisory employees · 14 to 12
      Mar 27, 2018 to Mar 26, 2019
    • Pension plan clients · 12 to 10
      Mar 27, 2018 to Mar 26, 2019
    • Employees · 20 to 12
      Mar 27, 2018 to Mar 26, 2019
    • State-registered IARs · 8 to 7
      Mar 27, 2018 to Mar 26, 2019
    • Discretionary RAUM · $179M to $218M
      Mar 27, 2018 to Mar 26, 2019
    • Pension RAUM · $100M to $139M
      Mar 27, 2018 to Mar 26, 2019
    • RAUM · $179M to $218M
      Mar 27, 2018 to Mar 26, 2019
    • Accounts · 14 to 15
      Nov 2, 2017 to Mar 27, 2018
    • Pension plan clients · 11 to 12
      Nov 2, 2017 to Mar 27, 2018
    • Discretionary RAUM · $124M to $179M
      Nov 2, 2017 to Mar 27, 2018
    • Pension RAUM · $52.3M to $100M
      Nov 2, 2017 to Mar 27, 2018
    • RAUM · $124M to $179M
      Nov 2, 2017 to Mar 27, 2018
    • Accounts · 15 to 14
      Mar 24, 2017 to Nov 2, 2017
    • Advisory activities · 3 to 4
      Mar 24, 2017 to Nov 2, 2017
    • Pension plan clients · unset to 11.0
      Mar 24, 2017 to Nov 2, 2017
    • Other offices · unset to 1.0
      Mar 24, 2017 to Nov 2, 2017
    • Private funds · unset to 1
      Mar 24, 2017 to Nov 2, 2017
    • Discretionary RAUM · $118M to $124M
      Mar 24, 2017 to Nov 2, 2017
    • Pension RAUM · unset to 52264735.0
      Mar 24, 2017 to Nov 2, 2017
    • RAUM · $118M to $124M
      Mar 24, 2017 to Nov 2, 2017
    • Employees · 17 to 20
      Aug 26, 2016 to Mar 24, 2017
    • Discretionary RAUM · $99.8M to $118M
      Aug 26, 2016 to Mar 24, 2017
    • RAUM · $99.8M to $118M
      Aug 26, 2016 to Mar 24, 2017
    • Accounts · 10 to 15
      Feb 17, 2016 to Mar 30, 2016
    • Advisory employees · 12 to 14
      Feb 17, 2016 to Mar 30, 2016
    • Employees · 18 to 17
      Feb 17, 2016 to Mar 30, 2016
    • State-registered IARs · 6 to 8
      Feb 17, 2016 to Mar 30, 2016
    • Discretionary RAUM · $108M to $99.8M
      Feb 17, 2016 to Mar 30, 2016
    • RAUM · $108M to $99.8M
      Feb 17, 2016 to Mar 30, 2016
    • Accounts · 1 to 10
      Nov 7, 2014 to Mar 31, 2015
    • Advisory employees · 14 to 12
      Nov 7, 2014 to Mar 31, 2015
    • Employees · 19 to 18
      Nov 7, 2014 to Mar 31, 2015
    • Discretionary RAUM · $41.5M to $108M
      Nov 7, 2014 to Mar 31, 2015
    • RAUM · $41.5M to $108M
      Nov 7, 2014 to Mar 31, 2015
    • Accounts · 60 to 1
      Jul 2, 2014 to Aug 25, 2014
    • Non-discretionary RAUM · $20B to $0
      Jul 2, 2014 to Aug 25, 2014
    • RAUM · $20B to $41.5M
      Jul 2, 2014 to Aug 25, 2014
    • Accounts · 57 to 60
      Mar 19, 2014 to Mar 28, 2014
    • Advisory employees · 17 to 14
      Mar 19, 2014 to Mar 28, 2014
    Signals
    1 dated events
    • Gavion, Llc filed its initial SEC registration (Form ADV)
      May 9, 2013 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026