DFX Intelligence

J•••••• F•••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner33 years in industry

J•••••• F•••••• B•••••

Advisor at C••• I••••••••• A••••••• S•••••••• L••

Memphis, TN | CLEVELAND, OH

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Search this name across graphsid dfx:ria:b288dff0-cf98-8e78-afc1-1f13026c01b5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 21, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• I••••••••• A••••••• S•••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Dec 7, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• I••••••••• A••••••• S•••••••• L••	Institutional manager	Jul 31, 2019	n/a	yes	CLEVELAND, OH\|Memphis, TN	Current employment
G•••••• L••	Former SEC adviser	Sep 16, 2015	Dec 11, 2019	no	MEMPHIS, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•••••• L••	C••• I••••••••• A••••••• S•••••••• L••	Dec 11, 2019	Jul 31, 2019	-133	Firm change after gap	Other
L••••• W••••• M••••••••• L••	G•••••• L••	Oct 1, 2015	Sep 16, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
167807:286002:TN:2019-12-11	Dec 11, 2019	Jul 31, 2019	MEMPHIS, TN	Firm change after gap

Relationships

Registered with (6)

→ C••• I••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Jul 31, 2019 to presentfactForm ADV
→ G•••••• L••Registered adviserregistration: previous registration
Sep 16, 2015 to Dec 11, 2019factForm ADV
→ L••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 6, 2013 to Oct 1, 2015factForm ADV
→ F•••••••• T••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b288dff0-cf98-8e78-afc1-1f13026c01b5
First observed: Jul 21, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.