DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J•••• B• C••

K••••• W•••••• L••independent RIAWilliamsport, Pa IA-onlyIAPD 4650773

Certified Financial Planner

Feed of 09/15/2026

At current firm

2 y

since Dec 21, 2023

In the industry

23 y

since Jul 24, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

K••••• W•••••• L•• independent RIA current
since Mar 2, 2026 · Marysville, Oh
K••••• I••••••••• L•• asset manager current
since Dec 21, 2023 · Marysville, Oh
C••••••••• F•••••••• N•••••• national BD
Jan 23, 2007 to Dec 31, 2023 · Delaware, Oh
O•••• F•• I••• former
Mar 2, 2004 to Jan 23, 2007 · Columbus, Oh
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 4, 2003 to Feb 17, 2004 · Columbus, Oh

Moves

a registration end followed by a registration begin elsewhere

C••••••••• F•••••••• N•••••• to K••••• I••••••••• L••
left Dec 31, 2023, registered Dec 21, 2023 (-10 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
O•••• F•• I••• to C••••••••• F•••••••• N••••••
left Jan 23, 2007, registered Jan 23, 2007 (0 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to O•••• F•• I•••
left Feb 17, 2004, registered Mar 2, 2004 (14 days) · Other

Signals

J•••• B• C•• left C••••••••• F•••••••• N•••••• for K••••• I••••••••• L•• (registered 2023-12-21)
Dec 31, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address