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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

PALADIN FINANCIAL

PALADIN WEALTH, LLC, CRD 288387

ARDEN HILLS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5d094224-4510-2980-bbc1-d725e5aeaef7

Data as of Jun 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 4
On other graphs: 0
Observed: Jun 8, 2023 to Jun 24, 2026
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=7.0
Regulatory AUM: $217MItem 5.F on the latest filing (2026-06-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $217M
Private client RAUM: $217MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $31.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 7
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,477
Individual clients: 450
High net worth clients: 68
SEC number: 801-128300
CRD: 288387
Filings on the tape: 23
First filed: Jun 8, 2023
Latest filed: Jun 24, 2026
Organised: Limited Liability Company, MN

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Jeffery James Quick	n/a	ARDEN HILLS, MN	5	10	1	yes
Eloisa Robison	n/a	ARDEN HILLS, MN	4	17	3	yes
JAMES RUSSELL LORD	n/a	TOPEKA, KS \| ARDEN HILLS, MN	3	44	3	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FOLEY, JEFFREY, ALLEN	CHIEF COMPLIANCE OFFICER/MANAGING MEMBER	D	yes	04/2017	Jun 8, 2023	Oct 11, 2024
Foley, Nikki, Lynn	CHIEF MARKETING OFFICER/MANAGING MEMBER	C	no	04/2017	Jun 8, 2023	Oct 11, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PALADIN CAPITAL, LLC	n/a	Independent wealth	$10.0M	N	yes	n/a
GRADIENT SECURITIES, LLC	n/a	n/a	n/a	N	no	n/a
PALADIN INSURANCE, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Topeka	Ks	United States	4	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 3 of 4

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 11, 2026	$196M	$196M	7	7	1	n/a	n/a
2024	Mar 18, 2025	$151M	$150M	7	7	1	n/a	n/a
2023	Mar 4, 2024	$113M	$113M	7	6	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$217M	$151M	43.6%	n/a	n/a	7	7	1	1

Relationships

Affiliated with (1)

→ PALADIN CAPITALRegistered adviserother investment adviser, common control
factForm ADV

Registered with (10)

← Jack Robert EkholmAdvisorregistration: current employment
Jan 29, 2025 to presentfactForm ADV
← Nikki Lynn FoleyAdvisorregistration: current employment
Oct 11, 2024 to presentfactForm ADV
← MATTHEW AARON BRYANTAdvisorregistration: current employment
Jul 17, 2023 to presentfactForm ADV
← JAMES RUSSELL LORDAdvisorregistration: current employment
May 12, 2023 to presentfactForm ADV
← Eloisa RobisonAdvisorregistration: current employment
Jul 8, 2022 to presentfactForm ADV
← Jeffery James QuickAdvisorregistration: current employment
Jan 19, 2021 to presentfactForm ADV
← JEFFREY ALLEN FOLEYAdvisorregistration: current employment
May 2, 2017 to presentfactForm ADV
← Dori Lynn PetroffAdvisorregistration: previous registration
Jul 23, 2021 to Apr 12, 2024factForm ADV
← JAIME JO MALMAdvisorregistration: previous registration
Feb 14, 2020 to Oct 27, 2023factForm ADV
← TREVOR SHANE NEUFELDAdvisorregistration: previous registration
Jul 21, 2020 to May 23, 2022factForm ADV

Controls (1)

← FOLEY, JEFFREY, ALLENOwnerCHIEF COMPLIANCE OFFICER/MANAGING MEMBER, ownership code D, individual
Jun 8, 2023 to Oct 11, 2024factForm ADV

Owns (1)

← Foley, Nikki, LynnOwnerCHIEF MARKETING OFFICER/MANAGING MEMBER, ownership code C, individual
Jun 8, 2023 to Oct 11, 2024factForm ADV

Dated events

Occurred
Apr 12, 2024
Advisor changed firm
Dori Lynn Petroff left Paladin Financial for Paladin Capital (registered 2021-07-23)
Form ADVobserved 5 days ago
Occurred
Oct 27, 2023
Advisor changed firm
Jaime Jo Malm left Paladin Financial for Iron Horse Financial Services Llc (registered 2023-08-30)
Form ADVobserved 5 days ago
Occurred
Jun 8, 2023
First Form ADV filing
Paladin Financial filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago
Occurred
May 23, 2022
Advisor changed firm
Trevor Shane Neufeld left Paladin Financial for Paladin Capital (registered 2020-07-22)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5d094224-4510-2980-bbc1-d725e5aeaef7
First observed: Jun 8, 2023
Last observed: Jun 24, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PALADIN FINANCIAL

PALADIN WEALTH, LLC, CRD 288387

ARDEN HILLS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5d094224-4510-2980-bbc1-d725e5aeaef7

Data as of Jun 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:57 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Jeffery James Quick

n/a

ARDEN HILLS, MN

yes

Eloisa Robison

n/a

ARDEN HILLS, MN

yes

JAMES RUSSELL LORD

n/a

TOPEKA, KS | ARDEN HILLS, MN

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FOLEY, JEFFREY, ALLEN

CHIEF COMPLIANCE OFFICER/MANAGING MEMBER

yes

04/2017

Jun 8, 2023

Oct 11, 2024

Foley, Nikki, Lynn

CHIEF MARKETING OFFICER/MANAGING MEMBER

04/2017

Jun 8, 2023

Oct 11, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PALADIN CAPITAL, LLC

n/a

Independent wealth

$10.0M

yes

n/a

GRADIENT SECURITIES, LLC

n/a

PALADIN INSURANCE, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Topeka

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 11, 2026

$196M

n/a

2024

Mar 18, 2025

$151M

$150M

n/a

2023

Mar 4, 2024

$113M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$217M

$151M

43.6%

n/a