DFX Intelligence

T••••• S•••• N••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

T••••• S•••• N••••••

Advisor at H•••••• I••••••••• I•••

KNOXVILLE, TN | MARSHFIELD, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:948a22db-3283-6c7c-ba06-a982708f89c1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Mar 18, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• I••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• I••••••••• I•••	Independent wealth	Sep 11, 2024	n/a	yes	KNOXVILLE, TN\|MARSHFIELD, WI	Current employment
G••••••• I••••••••• L••	Independent wealth	Mar 1, 2022	May 11, 2022	no	Charlotte, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• F••••••••	P•••••• C••••••	May 23, 2022	Jul 22, 2020	-670	Firm change after gap	RIA to new firm
G••••••• I••••••••• L••	H•••••• I••••••••• I•••	May 11, 2022	Sep 11, 2024

Relationships

Registered with (5)

→ H•••••• I••••••••• I•••Registered adviserregistration: current employment
Sep 11, 2024 to presentfactForm ADV
→ P•••••• F••••••••Registered adviserregistration: previous registration
Jul 21, 2020 to May 23, 2022factForm ADV
→ G••••••• I••••••••• L••Registered adviserregistration: previous registration
Mar 1, 2022 to May 11, 2022factForm ADV
→ P•••••• C••••••

Dated events

Occurred
May 23, 2022
Advisor changed firm
T••••• S•••• N•••••• left P•••••• F•••••••• for P•••••• C•••••• (registered 2020-07-22)
Form ADVobserved 7 days ago
Occurred
May 11, 2022
Advisor changed firm
T••••• S•••• N•••••• left G••••••• I••••••••• L•• for H•••••• I••••••••• I••• (registered 2024-09-11)
Form ADVobserved 7 days ago
Occurred
Feb 22, 2022
Advisor changed firm
T••••• S•••• N•••••• left P•••••• C•••••• for G••••••• I••••••••• L•• (registered 2022-03-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:948a22db-3283-6c7c-ba06-a982708f89c1
First observed: Mar 18, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.