RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••••• A••••••• W••••
- I••••••••• F•••••••• mixed wealth currentsince Aug 10, 2020 · San Antonio, Tx
- M••••••••• unclassifiedJul 24, 2017 to Dec 4, 2018 · Cherry Hill, Nj
- R••••••••• P••• F••••••••• L•• otherFeb 12, 2015 to Oct 2, 2020 · San Antonio, Tx
- D• A•••••••• L•• unclassifiedJul 6, 2006 to Feb 11, 2016 · San Antonio, Tx
- U••• F•••••••• P••••••• S••••••• formerSep 15, 2004 to May 2, 2006 · San Antonio, Tx
- R••••••••• P••• F••••••••• L•• to M•••••••••left Oct 2, 2020, registered Jul 24, 2017 (-1166 days) · Other
- M••••••••• to I••••••••• F••••••••left Dec 4, 2018, registered Aug 10, 2020 (615 days) · Other
- D• A•••••••• L•• to R••••••••• P••• F••••••••• L••left Feb 11, 2016, registered Feb 12, 2015 (-364 days) · Other
- U••• F•••••••• P••••••• S••••••• to D• A•••••••• L••left May 2, 2006, registered Jul 6, 2006 (65 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address